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Minshang Creative Technology Holdings Limited — Capital/Financing Update 2016
Nov 16, 2016
50053_rns_2016-11-16_1bcab5fa-abed-4b9c-948e-049358e4e54f.pdf
Capital/Financing Update
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Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
This Application Form uses the same terms as defined in the prospectus of Food Wise Holdings Limited (the “Company”) dated 17 November 2016 (the “Prospectus”). 本申請表格使用膳源控股有限公司(「本公司」)於二零一六年十一月十七日刊發的招股章程(「招股章程」)所界 Staple your 定的詞語。 Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong payment here Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 請將股款 本申請表格及招股章程概不構成在香港以外司法權區要約出售或游說要約購買香港發 售股份 。若無根據美國 緊釘在此 《證券法》登記或豁免登記,香港發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitt ed under the law of that ju risdiction. 任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內 概不得發送或派發或複製 (不論 方式,也不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents spe cified in the “Documents Delivered to th e Registrar of Companies and Available for Inspection” section in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of Compan ies (Winding Up and Miscellaneous Provisions) Ordinance. Hong Kong Exchanges and Clearing Limited, The Stock Exchan ge of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securiti es and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies of Hong Kong take no responsibility fo r the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈公司 註冊處處長及備查文件」一節所述其他文件已按 《公 司(清盤及雜項條文)條例》第342C條規定送呈香港公司註 冊處處長登記。香港交易及結算所有限公司、香 港聯 合交易所有限公司(「聯交所」)、香港中央結算有限公 司(「香港結算」)、香港證券及期貨事務監察委員 會(「證 監會」)及香港公司註冊處處長對此等文件的內容概 不負責。 FOOD WISE HOLDINGS LIMITED 膳源控股有限公司 (Incorporated i n the Cayman Islands with limited liability) ( 於開曼群島註冊成立的有限公司) Stock code : 1632 股份代號 : 1632 Maximum Offer Price : HK$2.15 per Offer Share, plus 1.0% brokerage, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 ~~:~~ 每股發售股份 2.15港元,另加1.0%經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所交易 費(須於申請時以港元繳足,並可予退還) You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程尚有其他關於申請程序的其他資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To : Food Wise Holdings Limited 致:膳源控股有限公司 Sole Global Coordinator 獨家全球協調人 Th e Hong Kong Underwri ter 香港包銷商 Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and application 本人/吾等同意本申請表格及招股章程的條款及 procedures in this Application Form and the 條件以及申請程序。見本申請表格「填交本申請 Prospectus. Please refer to the “Effect of completing 表格的效用」一節。 and submitting this Application Form” section of this Application Form.
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
警告:任何人士只限作出一次為其利益而進行的 。 認購申請 請參閱「填交本申請表格的效用」一節 最後四點。
Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):
For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 Broker No. 經紀號碼 Broker’s Chop 經紀印章
........................................................................................................................... Date: 日期: ............................../............................../.............................. D 日 M 月 Y 年 Number of Hong Kong Offer Shares applied for (not more than 2,500,000 shares) Cheque/banker’s cashier order numb er 支票╱銀行本票 號碼 申請香港發售股份數目(不超過2,500,000股股份) Name of bank on which c heque/Banker’s cashier order is drawn (see “How to make yo ur application” section) 兌現支票╱銀行 Total amount 總額 本票的銀行名稱( 見「申請手續」一節) HK$ 港元 Name in English 英文姓名/名稱 Family name or company name 姓氏或公司名稱 Foren ame(s) 名字 Name in Chinese 中文姓名/名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Hong Kong Identity Card No./Pas sport No./Hong Kong Business Occupation in English 職業(以英文填寫) Registration No.* (Please delete as appropriate)香港身份證號碼╱ 護照號碼╱香港商業登記號 碼 (請刪除不適用者) Names of all other joint applicants in English (if any) Hong Kong Identity Car d No./Passport No./Hong Kong Business 所有其他聯名申請人的英文姓名╱名稱 (如有) Registration No. of a ll other joint applicants (Please delete as appropriate) 所有其 他聯名申請人的香港身份證號碼╱護照號碼 1) ╱香港商業登記 號碼 (請刪除不適用者) 1) 2) 2) 3) 3) Hong Kong address in E nglish and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址(以 英文填寫)(聯名申請人只須填寫排名首位申 請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for yo ur own benefit if you do not complete this section. Please provide a n account number or identification code for each (joint) beneficial owner. 由代名人遞 交: 代名人若不填寫本節,是項認購申請 將視作為 閣下利益 提出。 請填寫每名(聯名)實益擁有 人的賬戶號碼或識別編 碼。 ADDRESS LABE L 地址標貼 (Your name(s) and address in Hong Kong in BLOCK lette rs 請* 用英文正楷填寫姓名╱名稱及香港地 址 )
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For Internal use 此欄供內部使用
Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
- (1)An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/ Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity. 個別人士須填寫其香港身份證號碼或(如非香港身份證持有人)護照號碼。 法人團體須 填寫其香 港商業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份 證號碼╱護照號碼 ╱香 港商業登記號碼將轉交第三方以核實申請表格的有效性。 (2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refu nd cheque. 日後如需退回申請股款,退款支票上或會印有 閣下或 (如屬聯名申請人)排名首位申請人的 香 港身份證號碼╱護照號碼的一部分。銀行兌現退款 支票前或會要求查證 閣下的香港身 份證號 碼╱護照號碼。 (3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that compan y, then the application will be treated as being made for your benefit . 倘若申請人是一家非上市公司,而: ‧ 該公司主要從事證券買賣業務 ;及 ‧ 閣下對該公司可行使法定控 制權, 是項申請將視作為 閣下的 利益提出。
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Please use this form if you want the Hong Kong Offer Shares to be issued in your name
How to make your application
| How to make your application | How to make your application |
|---|---|
| 1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 2,000 Hong |
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| Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected. | |
| NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS | |
| * Maximum number of Hong Kong Offer Shares you may applyfor. 2. Complete the form in English and sign it. Only written signatures will be accepted (and not by way of personal chop). 3. Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashierorder. Your application will be rejected if your cheque or banker’s cashier order does not meet all the followingrequirements: The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “The Bank of East Asia (Nominees) Limited - Food Wise Public Offer”; • be crossed “Account Payee Only”; • bedrawn on your Hong Kong dollar bank account in • be issued by a licensed bank in Hong Kong, and have Hong Kong; and your name certified on the back by a person authorised • show your account name, whichmust either be by the bank. The name on the banker’s cashier order pre-printed on the cheque, or be endorsed on the back must correspond with your name. If it is a joint application, by a person authorised by the bank. This account name the name on the back of the banker’s cashier order must must correspond with your name. If it is a joint be the same as the first-named applicant’s name. application, the accountname must be the same as the first-namedapplicant’s name. No. of Amount payable No. of Amount payable No. of Amount payable Hong Kong Offer on application Hong Kong Offer on application Hong Kong Offer on application Shares applied for HK$ Shares applied for HK$ Shares applied for HK$ 2,000 4,343.34 4,000 8,686.66 6,000 13,030.00 8,000 17,373.32 10,000 21,716.66 20,000 43,433.31 30,000 65,149.97 40,000 86,866.62 50,000 108,583.28 60,000 130,299.93 70,000 152,016.59 80,000 173,733.24 90,000 195,449.90 100,000 217,166.56 200,000 434,333.11 300,000 651,499.67 400,000 868,666.22 500,000 1,085,832.78 600,000 1,302,999.33 700,000 1,520,165.89 800,000 1,737,332.44 900,000 1,954,499.00 1,000,000 2,171,665.55 1,100,000 2,388,832.11 1,200,000 2,605,998.66 1,300,000 2,823,165.22 1,400,000 3,040,331.77 1,500,000 3,257,498.33 1,600,000 3,474,664.88 1,700,000 3,691,831.44 1,800,000 3,908,997.99 1,900,000 4,126,164.55 2,000,000 4,343,331.10 2,500,000 5,429,163.88 Sample 樣版* |
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: The Bank of East Asia, Limited District Branch Name Address Hong Kong Island Main Branch 10 Des Voeux Road Cent ral, Central Wanchai Branch Shop A-C, G/F, Ease y Commercial Building , 253-261 Henness y Road, Wanchai Kowloon Mei Foo Sun Chuen Branch Shop N57, G/F, Mount Sterling Mall, Mei Foo Yaumatei Branch G/F, 52 6 Nathan Road, Yaumatei New Territories Tai Po Branch 6 2-66 Po Heung Street, Tai Po Market, Tai P o Shatin Plaza Branch Shop 3-4, Level 1, Shatin Plaza, Shatin 5. Your Application Form can be lodged at these times: — Thursday, 17 November 2016 9:00 a.m. to 5:00 p.m. — Friday, 18 November 2016 9:00 a.m. to 5:00 p.m. — Saturday, 19 November 2016 9:00 a.m. to 1:00 p.m. — Monday, 21 November 2016 9:00 a.m. to 5:00 p.m. Tuesday, 22 November 2016 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your ap plication is 12:00 noon on Tuesday, 22 N ovember 2016. The application lists will be open between 11:45 a. m. to 12:00 noon on that day, subject only to the weather conditions, as described in “Effect of Bad Weather o n the Opening of the Application Lists” in the “How to Apply for Hong Kong Offer Shares” section of the Prospectus.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為2,000股香港發售股份,並為 下表所列的其中一個數目,否則恕不受理。
| 閣下可申請認購的香港發售股份最高數目。 2. 以英文填妥及簽署申請表格。只接納親筆簽名(不得以個人印章代替)。 3. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張獨 立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納: 支票必須: 銀行本票必須: ‧ 為港元; ‧ 不得為期票; ‧ 註明抬頭人為「東亞銀行受託代管有限公司-膳源控股公開發售」; ‧ 劃線註明「只准入抬頭人賬戶」; ‧ 從閣下在香港的港元銀行賬戶中開出;及 ‧ 須由香港持牌銀行開出,並由有關銀行授權 ‧ 顯示 閣下的賬戶名稱,而該賬戶名稱必須 的人士在銀行本票背面簽署核證 閣下姓名 已預印在支票上,或由有關銀行授權的人士 /名稱。銀行本票所示姓名/名稱須與 閣 在支票背書。賬戶名稱必須與閣下姓名/ 下姓名/名稱相同。如屬聯名申請,銀行本 名稱相同。如屬聯名申請,賬戶名稱必須與 票背面所示姓名/名稱必須與排名首位申請 排名首位申請人的姓名/名稱相同。 人的姓名/名稱相同。 可供申請認購的股份數目及應繳款項一覽表 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 香港發售股份數目 應繳款項 香港發售股份數目 應繳款項 香港發售股份數目 應繳款項 港元 港元 港元 2,000 4,343.34 4,000 8,686.66 6,000 13,030.00 8,000 17,373.32 10,000 21,716.66 20,000 43,433.31 30,000 65,149.97 40,000 86,866.62 50,000 108,583.28 60,000 130,299.93 70,000 152,016.59 80,000 173,733.24 90,000 195,449.90 100,000 217,166.56 200,000 434,333.11 300,000 651,499.67 400,000 868,666.22 500,000 1,085,832.78 600,000 1,302,999.33 700,000 1,520,165.89 800,000 1,737,332.44 900,000 1,954,499.00 1,000,000 2,171,665.55 1,100,000 2,388,832.11 1,200,000 2,605,998.66 1,300,000 2,823,165.22 1,400,000 3,040,331.77 1,500,000 3,257,498.33 1,600,000 3,474,664.88 1,700,000 3,691,831.44 1,800,000 3,908,997.99 1,900,000 4,126,164.55 2,000,000 4,343,331.10 2,500,000 5,429,163.88 Sample 樣版** |
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如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家 分行的收集箱: 東亞銀行有限公司 地區 分行名稱 地址 香港島 總行 中環德輔道中10 號 灣仔分行 灣仔軒尼詩 道253-261號 依時商業 大廈地下A-C號 九龍 美孚新擥分行 美 孚萬事達廣場地下N57號 油麻地分行 油麻地彌敦道526號地下 新界 大埔分行 大埔大埔墟寶鄉街62-66號 沙田廣場分行 沙田沙田廣場地下3-4號 5. 閣下可於下列時間遞交申請表格: 二零一六年十一月十七日(星期四)-上午九時正至下午五時正 二零一六年十一月十八日(星期五)-上午九時正至下午五時正 二零一六年十一月十九日(星期六)-上午九時正至下午一時正 二零一六年十一月二十一日(星期一)-上午九時正至下午五時正 二零一六年十一月二十二日(星期二)-上午九時正至中午十二時正 6. 截止遞交申請 的時間為二零一六年十一月二十二日 (星期二)中午十二時正。本公司將於當日上 午十一時四 十五分至中午十二時正期間登記認 購申請,唯一會影響此時間的變化因素為當日的 天氣情 況(詳見招股章程「如何申請香港發售 股份」一節「惡劣天氣對辦理申請登記的影響」)。
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
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FOOD WISE HOLDINGS LIMITED 膳源控股有限公司
膳源控股有限公司 (Incorporated in the Cayman Islands with limited liability) GLOBAL OFFERING Conditions of your application • confirm that you are aware of the restrictions on the Globa l A. Who can apply Offering in the Pros pectus; 1. You and any person(s) for whose benefit you are applying must • agree that none o f the Company, the Sole Global Coordinator, the Underwrit ers, their respective directors, officers, employees, be 18 years of age or older and must have a Hong Kong address. 2. If you are a firm, the application must be in the individual partners, a gents, advisers and any other parties involved in th e members’ names. Global Offering is or will be liable for any information and 3. The number of joint applicants may not exceed 4. repre sentations not in the Prospectus (and any supple ment to 4. If you are a body corporate, the application must be signed by a it) ; duly authorised officer, who must state his representative • undertake and confirm that you or the person(s) for whose benefit capacity, and stamped with your corporation’s chop. you have made the application have not applie d for or taken up, 5. You must be outside the United States, not be a United States or indicated an interest for, and will not app ly for or take up, or Person (as defined in Regulation S under the U.S. Securities indicate an interest for, any Offer Shares under the International Act) and not be a legal or natural person of the PRC. Offering nor participated in the Inter national Offering; 6. Unless permitted by the Listing Rules, you cannot apply for • agree to disclose to the Compa ny, our Hong Kong Share any Hong Kong Offer Shares if you are: Registrar, receiving bank, the Sole Global Coordinator, the • an existing beneficial owner of shares in the Com pany Underwriters and/or their r espective advisers and agents any and/or any of its subsidiaries; personal data which th ey may require about you and the • an Eligible Director; person(s) for whose b enefit you have made the application; • a connected person of the Company or will become a • if the laws of any place outside Hong Kong apply to your connected person of the Company i mmediately upon application, agree a nd warrant that you have complied with all completion of the Global Offering; such laws and n one of the Company, the Sole Global • an associate of any of the above; or Coordinator an d the Underwriters nor any of their respective • have been allocated or have a pplied for or indicated an officers or ad visers will breach any law outside Hong Kong as interest in any Offer Sha res under the International a result of the acceptance of your offer to purchase, or any action Offering. arising from your rights and obligations under the terms and B. If you are a nominee con ditions contained in the Prospectus and this Application You, as a nominee, may make more than one application for the Hong F orm; Kong Offer Shares by: (i) giving electronic instructions to HKSCC • agree that once your application has been accepted, you may via Central Clearing and Settlement System ( ~~“~~ CCASS”) (if you are a not rescind it because of an innocent misrepresentation; CCASS Participant); or (ii) using a WHITE or YELLOW Application • agree that your application will be governed by the laws of Hong Form, and lodge more than one application in your own name o n Kong;
You, as a nominee, may make more than one application for the Hong Kong Offer Shares by: (i) giving electronic instructions to HKSCC via Central Clearing and Settlement System ( ~~“~~ CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name o n behalf of differ ent beneficial owners.
represent, warrant and undertake that (i) you understand that the Hong Kong Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Hong Kong Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S; warrant that the information you have provided is true and accurate;
C. Effect of completing and submitting this Application Form By com pleting and submitting this Application Form, you (and if you a re joint applicants, each of you jointly and several ly) for yourself or as an agent or a nominee on behalf of each pers on for whom you a ct:
• undertake to execute all relevant docu ments and instruct and a uthorise the Company and/or the S ole Global Coordinator (or their agents or nominees), as agen ts of the Company, to execute any do cuments for you and to do on your behalf all things necessary to register any H ong Kong Offer Shares allocated to you in your n ame as req uired by the Articles of Association; • agree to comply with the Companies Ordinance and the Articles of Association;
agree to accept the Hong Kong Offer Shares applied for, or any lesser number allocated to you under the application; authorise the Company to place your name(s) on the Company’s register of members as the holder(s) of any Hong Kong Offer Shares allocated to you, and the Company and/or its agents to send any share certificate(s) and/or any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect the share certificate(s) and/or refund cheque(s) in person;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
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confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;
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declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying;
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
- understand that the Company and the Sole Global Coordinator will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Hong Kong Offer Shares to you and that you may be prosecuted for making a false declaration;
understand that the Company and the Sole Global Coordinator If you are an individual who is eligible for personal collection, you will rely on your declarations and representations in deciding must not authorise any other person to collect for you. If you are a whether or not to make any allotment of any of the Hong Kong corporate applicant which is eligible for personal collection, your Offer Shares to you and that you may be prosecuted for making authorised representative must bear a letter of authorisation from your a false declaration; corporation stamped with your corporation’s chop. Both individuals • (if the application is made for your own benefit) warrant that no and authorised representatives must produce, at the time of collection, other application has been or will be made for your benefit on a evidence of identity acceptable to Tricor Inv estor S ervices Limited. WHITE or YELLOW Application Form or by giving electronic If you do not collect your share certificat e(s) and/or refun d cheque(s) application instructions to HKSCC or to the HK eIPO White personally within the time period sp ecified for collection, they will Form Service Provider by you or by any one as your agent or be despatched promptly to the add ress as specified on this Applic ation by any other person; and Form by ordinary post at your own risk. • (if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been If you apply for less than 1,000,000 Hong Kong Offer Shares, your or will be made by you as agent for or for the benefit of that refund cheque(s) and/ or share certificate(s) will be sent to the address person or by that person or by any other person as agent for that on the relevant Ap plication Form on Monday, 28 November 2016, person on a WHITE or YELLOW Application Form or by by ordinary po st and at your own risk. giving electronic application instructions to HKSCC and (ii) Refund of application monies you have due authority to sign the Application Form or give If you do not receive any Hong Kong Offer Shares or if your electronic application instructions on behalf of that other person app lication is accepted only in part, the Company wil l refund to you as their agent. your application monies (including the related 1.0% brokerage, D. Power of attorney 0.0027% SFC transaction levy and 0.005% Hong Kong Stock If your application is made through an authorised attorney, the E xchange trading fee) without interest. If th e offer price is less than Company and the Sole Global Coordinator may accept or reject your the maximum Offer Price, the Company will refund to you the surplus application at their discretion, and on any conditions they think fit, application monies (including the re lated 1.0% brokerage, 0.0027% including evidence of the attorney’s authority. SFC transaction levy and 0.005% H ong Kong Stock Exchange trading fee) without interest. Determination of Offer Price and Allocation of Hong Kong Offer Shares The refund procedures are stated in the “Despatch/Collection of share The Offer Price is expected to be fixed on or aro und Tuesday, 22 certificates and refund m onies” in the “How to Apply for Hong Kong November 2016, but in any event no later than Friday, 25 November Offer Shares” section of the Prospectus. 2016. Applicants are required to pay the maximum Offer Price of Application by HKSCC Nominees Limited (“HKSCC Nominees”) HK$2.15 for each Hong Kong Offer Share together with 1.0% Where this App lication Form is signed by HKSCC Nominees on brokerage, 0.0027% SFC transaction le vy and 0.005% Hong Kong Stock behalf of per sons who have given electronic application instructions Exchange trading fee. If the Offe r Price is not agreed between the to apply for the Hong Kong Offer Shares, the provisions of this Company and the Sole Global Coordinator (for itself and on behalf of Applic ation Form which are inconsistent with those set out in the the Underwriters) on or bef ore Friday, 25 November 2016, the Global Pro spectus shall not apply and provisions in the Prospectus shall Offering will not procee d. prevail. Applications for H ong Kong Offer Shares will not be processed and Without limiting the generality of this paragraph, the following sections no allotment of any Hong Kong Offer Shares will be made unti l the of this Application Form are inapplicable where this form is signed application l ists close. by HKSCC Nominees: The Co mpany expects to announce the fixed Offer Price, t he indication • “Applicants’ declaration” on the first page; of t he level of interest in the International Offerin g, the level of • “Warning” on the first page; a pplications under the Hong Kong Public Offeri ng and the basis of • “If you are a nominee”; all ocation of the Hong Kong Public Offe ring on Monday, 28 • All representations and warranties under the “Effect of Nove mber 2016 on the website of the Hong Kong Stock Exchange at completing and submitting this Application Form” section, www.hkexnews.hk and the C ompany’s website at except the first one regarding registration of Hong Kong Offer www.foodwisehl.com . Results of a llocations in Hong Kong Public Shares in the applicant’s name and the signing of documents to Offering, and th e Hong Kong I dentity Card/passport/Hong Kong enable the applicant to be registered as the holder of the Hong business registrati on numb ers of successful applicants (where Kong Offer Shares; applicable) will be avai l able on the above websites. • “If your application for Hong Kong Offer Shares is successful
- “If your application for Hong Kong Offer Shares is successful (in whole or in part)”; and
If your application for Hong Kong Offer Shares is successful (in whole or in part)
- “Refund of your money”.
The following sections in the “How to Apply for Hong Kong Offer Share” section of the Prospectus are inapplicable where this form is signed by HKSCC Nominees
If you apply for 1,000,000 or more Hong Kong Offer Shares, you may collect your share certificate(s) and/or refund cheque(s) in person from: Tricor Investor Services Limited, at Level 22, Hopewell Centre, 183 Queen’s Road East, Hong Kong from 9:00 am to 1:00 pm on Monday, 28 November 2016 or such other date as notified by us.
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“How many applications can you make”; and
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“Circumstances in which you will not be allotted offer shares”.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格 FOOD WISE HOLDINGS LIMITED 膳源控股有限公司 (於開曼群島註冊成立的有限公司) 全球發售 申請條件 ‧ 確認 閣下已接獲 及細閱招股章程,提出申請時也僅 依據招股章程 載列的資料及陳述,而除招股章程任何 甲、可提出申請的人士 補充文件外 ,不會依賴任何其他資料或陳述; 1. 閣下及 閣下為其利益提出申請的人士必須年滿18歲 ‧ 確認 閣下知悉招股章程內有關全球發售的限制 ; 並有香港地址。 ‧ 同意 本公司、獨家全球協調人、包銷商、彼等各 自的 2. 如 閣下為商號,申請須以個別成員名義提出。 董事、高級職員、僱員、合夥人、代理、顧 問及參與 3. 聯名申請人不得超過四名。 全球發售的任何其他人士現時及日後均毋 須對並非載 4. 如 閣下為法人團體,申請須經獲正式授權人員簽 於招股章程(及其任何補充文件)的任 何資料及陳述負 署,並註明其所屬代表身份及蓋上公司印鑑。 責; 5. 閣下必須身處美國境外,並非美國籍人士(定義見美 ‧ 承諾及確認 閣下或 閣下為 其利益提出申請的人士 國《證券法》S規例),亦非中國法人或自然人。 並無申請或接納或表示有 意認購(亦不會申請或接納 6. 除《上市規則》批准外,下列人士概不得申請認購 任何 或表示有意認購)國際發 售的任何發售股份,也沒有 香港發售股份: 參與國際發售; ‧ 本公司及╱或其任何附屬公司股份的 現有實益擁 ‧ 同意在本公司、 香港股份過戶登記處、收款銀行、獨 有人; 家全球協調人、 包銷商及/或彼等各自的顧問及代理 ‧ 合資格董事; 提出要求時, 向彼等披露其所要求提供有關 閣下 ‧ 本公司關連人士或緊隨全球 發售完成後成為本公 及 閣下為 其利益提出申請的人士的個人資料; 司關連人士的人士; ‧ 如香港境 外任何地方的法例適用於 閣下的申請,則 ‧ 上述任何人士的聯繫 人;或 同意 及保證 閣下已遵守所有有關法例,且本公司、 ‧ 已獲分配或已申 請或表示有意申請國際發售的任 獨 家全球協調人及包銷商和彼等各自的高級職員或顧 何發售股份。 問概不會因接納 閣下的購買要約,或 閣下在招股 乙、 如 閣下為代名人 章程及本申請表格所載的條款及條件項下的權利及責 閣下作為代名 人可提交超過一份香港發售股份申請,方法 任所引致的任何行動,而違反香港境外的任何法例; 是:(i)透過 中央結算及交收系統(「中央結算系統」)向 香港 ‧ 同意 閣下的申請一經接納,即不得因無意的失實陳 結算發 出電子認購指示(如 閣下為中央結算系 統參與 述而撤銷; 者); 或(ii)使用 白色 或 黃色 申請表格,以自身名 義代表不 ‧ 同意 閣下的申請受香港法例規管; 同 的實益擁有人提交超過一份申請。 ‧ 聲明、保證及承諾:(i)閣下明白香港發售股份不曾亦 不會根據美國《證券法》登記;及(ii)閣下及 閣下為其 丙、 填交本申請表格的效用 利益申請香港發售股份的人士均身處美國境外(定義見 閣下填 妥並遞交本申請表格,即表 示 閣下(如屬聯名申 S規例),或屬S規例第902條第(h)(3)段所述的人士; 請人,即 各人共同及個別)代表 閣下本身,或作為 閣 ‧ 保證 閣下提供的資料真實及準確; 下代其行事的 每位人士的代 理或代名人: ‧ 承諾促使所 有相關文 件生效,並指示及授權本公司及 ‧ 同意接納所申請數目或根據申請分配予 閣下但數目 較少的香港發售股份; ╱或作為本公 司 代理的獨家全球協調人(或彼等的代 ‧ 授權本公司將 閣下的姓名/名稱列入本公司股東名 理或代名人),代表 閣下促使任何文件生效,並為 冊,作為 閣下獲分配的任何香港發售股份的持有 按照組織章程細則的規定將 閣下獲分配的任何香港 發售股份以 閣下名義登記; 人,並授權本公司及╱或其代理以普通郵遞方式按申
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‧ 授權本公司將 閣下的姓名/名稱列入本公司股東名 冊,作為 閣下獲分配的任何香港發售股份的持有 人,並授權本公司及╱或其代理以普通郵遞方式按申 請所示地址向 閣下或聯名申請的首名申請人發送任 何股票及╱或退款支票,郵誤風險由 閣下承擔,除 非 閣下已選擇親身領取股票及/或退款支票;
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‧ 同意遵守《公司條例》及組織章程細則;
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‧ 確認 閣下已細閱招股章程及本申請表格所載的條款 及條件以及申請程序,並同意受其約束;
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
‧ 聲明及表示此乃 閣下為本身或 閣下為其利益提出 人領取, 閣下的授權代表須攜同蓋上公司印鑑的授權書 申請的人士提出及擬提出的唯一申請; 領取。個人申請人及授權代表領取股票時均須出示卓佳證 ‧ 明白本公司及獨家全球協調人將依據 閣下的聲明及 券登記有限公司接納的身份證明文件。 陳述而決定是否向 閣下分配任何香港發售股份, 如 閣下並無在指定領取時間內親身領取股票及/或退款 閣下如作出虛假聲明,可能會被檢控; ‧ 支票,有關股票將會立刻寄往本申請 ~~表格所~~ 示地址,郵誤 (如本申請為 閣下本身的利益提出)保證 閣下或作 風險由 閣下承擔。 為 閣下代理的任何人士或任何其他人士不曾亦不會 為 閣下的利益以 白色 或 黃色 申請表格或向香港結算 如 閣下申請認購1,000,000 股以下香港發售股份, 閣下 或網上白表服務供應商發出電子認購指示而提出其他 的退款支票及/或股票 將於二零一六年十一月二十八日 申請;及 (星期一)以普通郵遞 方式寄往本申請表格所示地址,郵誤 ‧ (如 閣下作為代理為另一人士的利益提出申請)保證 風險由 閣下承 擔。 (i) 閣下(作為代理或為該人士利益)或該人士或任何 其他作為該人士代理的人士不曾亦不會以 白色 或 黃色 退回申請股款 申請表格或向香港結算發出電子認購指示而提出其他 若 閣 下未獲分配任何香港發售股份或申請僅部 分獲接 申請;及(ii) 閣下獲正式授權作為該人士的代理代 納, 本公司將不計利息退回 閣下的申請股款 (包括相關 為簽署本表格或發出電子認購指示。 的1.0%經紀佣金、0.0027%證監會交易徵費 及0.005%香港 聯交所交易費)。如最終釐定的發售價低 於最高發售價, 丁、 授權書 本公司將不計利息退回多收申請股款 (包括相關的1.0%經 如 閣下透過授權人士提出申請,本公司及獨家全球協調 紀佣金 、 0.0027%證監會交易徵 費及0.005%香港聯交所交 人可按其認為合適的條件(包括出示獲授權證明)酌情接 納 易費)。 或拒絕 閣下的申請。 釐定發售價及香港發售股份的分配 有關退款程序載於招股 章程「如何申請香港發售股份」一節 預期發售價於二零一六年十一月二十二日( 星期二)或前後 「發送╱領取股票及退 回股款」一段。 釐定,惟無論如何不遲於二零一六年十 一月二十五日(星 香港中央結算(代理人)有限公司(「香港結算代理人」)提出 期五)。申請人須繳付每股香港發售股 份2.15港元的最高發 的申請 售價,另加 1.0%經紀佣金、 0.00 27%證監會交易徵費及 0.005%香港聯交所交易費。倘 若本公司與獨家全球協調人 如本申請表 格由香港結算代理人代表發出電子認購指示申 (為其本身及代表包銷商) 並無於二零一六年十一月二十五 請香港發 售股份的人士簽署,本申請表格與招股章程不符 日(星期五)或之前協定 發售價,全球發售將不會進行。 的條 文將不適用,且以招股章程所述者為準。 截止登記認購申請 前,概不處理香港發售股份的申請或配 在不限制此段一般應用的前提下,本申請表格的以下部分 發任何香港發 售股份。 在香港結算代理人作簽署人的情況下並不適用: ‧ 第一頁的「申請人聲明」; 本公司預 期於二零一六年十一月二十八日(星期一) 在香港 聯交 所網站 www.hkexnews.hk 及 本公 司網站 ‧ 第一頁的「警告」; www.foodwisehl.com 公 佈協定發售價、國 際發售踴躍程 ‧ 「如 閣下為代名人」; 度、香港公開發售認購水平及香港公開發 售分配基準。香 ‧ 「填交本申請表格的效用」一節項下的所有陳述及保 港公 開發售的分配結果以及成功申請 人的香港身份證╱護 證,惟首項有關以申請人名義登記香港發售股份及簽 照╱香 港商業登記號碼(如適用)亦 同於上述網站公佈。 署使申請人登記成為香港發售股份持有人的文件除 外; 如 閣下成功申請認購香港發售股份(全部或部分) ‧ 「如 閣下成功申請認購香港發售股份(全部或部 如 閣下申請認 購1,000 ,000股或以上香港發售股份, 閣 分)」;及 下可於二零一六年十一月二十八日(星期一)或本公司公佈 ‧ 「退回款項」。 的其他日期上午九時正至下午一時正,親身前往卓佳證券 登記有限公司(地址為香港皇后大道東183號合和中心22 招股章程「如何申請香港發售股份」一節的以下部分在香港 樓)領取股票及/或退款支票。
招股章程「如何申請香港發售股份」一節的以下部分在香港 結算代理人作簽署人的情況下並不適用:
- ‧ 「閣下可提交的申請數目」;及
如 閣下為個人申請人並合資格親身領取, 閣下不得授 權任何其他人士代領。如 閣下為公司申請人並合資格派
- ‧ 「閣下不獲配發發售股份的情況」。
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
obligations to securities’ holders and/or regulators and/ or any other purposes to which the securities’ holders may from time to time agree.
Personal Data
Personal Information Collection Statement
This Personal Information Collection Statement informs the applicant for, and holder of, Hong Kong Offer Shares, 3. Transfer of personal data of the policies and practices of the Company and its Hong Personal data held by the Company and its Hong Kong Kong Share Registrar in relation to personal data and the Share Registrar relating to the securi ties h olders will be Personal Data (Privacy) Ordinance (Chapter 486 of the kept confidential but the Company a nd its Hong Kong Share Laws of Hong Kong) (the “Ordinance”). Registrar may, to the extent nece ssary for achievin g any of 1. Reasons for the collection of your personal data the above purposes, disclose, obtain or transfer (wh ether It is necessary for applicants and registered holders of within or outside Hong K ong) the personal data to, fro m securities to supply correct personal data to the Company or with any of the follo wing: or its agents and the Hong Kong Share Registrar when • the Company’s appointed agents such as financial applying for securities or transferring securities into or out advisers, re ceiving bankers and overseas principal of their names or in procuring the services of the Hong share regi strar; Kong Share Registrar. • where applicants for securities request a deposit i nto CC ASS, HKSCC or HKSCC Nominees, wh o will Failure to supply the requested data may result in your use the personal data for the purposes of o perating application for securities being rejected, or in delay or the CCASS; inability of the Company or its Hong Kong Share Registrar • any agents, contractors or third-party se rvice providers to effect transfers or otherwise render their services. It may who offer administrative, telec ommunications, also prevent or delay registration or transfers of the Hong computer, payment or other serv ices to the Company Kong Offer Shares which you have successfully applied for and/or the despatch of share certificate(s) and/or refund or the Hong Kong Share Reg istrar in connection with cheque(s) to which you are entitled. their respective business o peration; • the Hong Kong Stock Exchange, the SFC and any It is important that securities holders inform the Co mpany other statutory regu latory or governmental bodies or and the Hong Kong Share Registrar immediate ly of any otherwise as req uired by laws, rules or regulations; inaccuracies in the personal data supplied. and 2. Purposes • any persons or i nstitutions with which the securities’ The personal data of the securities h olders may be used, holders have or propose to have dealings, such as their held, processed, and/or stored (by whatever means) for the bankers, s olicitors, accountants or stockbrokers etc. following purposes: • 4. Retention of personal data processing your applicat ion and refund cheque, where The Co mpany and its Hong Kong Share Registrar will keep applicable, verificati on of compliance with the terms the p ersonal data of the applicants and holders of securities and application pr ocedures set out in this Application Form and the Prospectus and announcing results of fo r as long as necessary to fulfil the purposes for which the allocation o f the Hong Kong Offer Shares; personal data were collected. Personal data which is no • complian ce with applicable laws and regulations in longer required will be destroyed or dealt with in accordance Hong Kong and elsewhere; with the Ordinance. • regi stering new issues or transfers into or ou t of the 5. Access to and correction of personal data n ames of securities’ holders includin g, where Securities holders have the right to ascertain whether the applicable, HKSCC Nominees; Company or the Hong Kong Share Registrar hold their • maintaining or updating the regist er of securities’ personal data, to obtain a copy of that data, and to correct holders of the Company; • verifying securities holders’ id entities; any data that is inaccurate. The Company and the Hong • esta blishing benefit entitlem ents of securities’ holders Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests. of the Company, such a s dividends, rights issues, bonus iss ues, etc.; All requests for access to data or correction of data should • distributing commu nications from the Company and be addressed to us, at our registered address disclosed in its subsidiaries; the “Corporate Information” section of the Prospectus or
All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.
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compiling statistical information and securities’ holder profiles;
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disclosing relevant information to facilitate claims on entitlements; and
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
- any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
個人資料
個人資料 3. 轉交個人資料 本公司及其香港股份過戶登記處所持有關證券持 個人資料收集聲明 有人的個人資料將會保密,但本公司及其香港股 此項個人資料收集聲明是向香港發售股份的申請 份過戶登記處可以在為達到上述任何目的之必要 人和持有人說明有關本公司及其香港股份過戶登 情況下,向下列任何人士披露 ,獲取 或轉交(無 記處有關個人資料和香港法例第486章《個人資料 論在香港境內或境外)有關 個人資料: (私隱)條例》(「《條例》」)方面的政策和慣例。 ‧ 本公司委任的代理 人,例如財務顧問、 收款 1. 收集 閣下個人資料的原因 銀行及主要海外 股份過戶登記處; 證券申請人及登記持有人以本身名義申請證券或 ‧ (如證券申請 人要求將證券存於中央結算系 轉讓或受讓證券時或尋求香港股份過戶登記處的 統)香港 結算或香港結算代理人;彼等將會 服務時,必須向本公司或其代理人及香港股份過 就中 央結算系統的運作使用有關個人資料 ; 戶登記處提供準確個人資料。 ‧ 向 本公司或香港股份過戶登記處提供與 其各 未能提供所要求的資料可能導致 閣下申請證券 自業務營運有關的行政、電訊、電 腦、付款 被拒或延遲,或本公司或其香港股份過戶登記處 或其他服務的任何代理人、承包 商或第三方 無法落實轉讓或提供服務。此舉也可能妨礙或延 服務供應商; 遲登記或轉讓 閣下成功申請的香港發售股份及 ‧ 香港聯交所、證監會及任 何其他法定監管機 ╱或寄發 閣下應得的股票及╱或退款支票。 關或政府部門或遵照 其他法例、規則或法 證券持有人所提供的個人資料如有任何錯誤 ,須 規;及 立即通知本公司及香港股份過戶登記處。 ‧ 證券持有人與 其進行或擬進行交易的任何人 2. 目的 士或機構,例 如彼等的銀行、律師、會計師 證券持有人的個人資料可被採用 及以任何方式持 或股票經紀 等。 有,處理及╱或保存,以作 下列用途: ‧ 4. 個人資料的保留 處理 閣下的申請及 退款支票(如適用)、核 本公司 及其香港股份過戶登記處將按收集個人資 實是否符合本申請 表格及招股章程載列的條 款和申請程序 以及公佈香港發售股份的分配 料所 需的用途保留證券申請人及持有人的個人資 結果; 料。無需保留的個人資料將會根據《條例》銷毀或 ‧ 遵守香 港及其他地區的適用法律及法規; 處理。 ‧ 以證 券持有 ~~人(~~ 包括香港結算代理人(如 適 5. 查閱及更正個人資料 用 ))的名義登記新發行證券或轉讓或 受讓證 證券持有人有權確定本公司或香港股份過戶登記 券; 處是否持有其個人資料,並有權索取有關該資料 ‧ 存置或更新本公司證券持有人 的名冊; 的副本並更正任何不準確資料。本公司及香港股 ‧ 核實證券持有人的身份; ‧ 份過戶登記處有權就處理任何查閱資料的要求收 確 定本公司證券持有人 的受益權利,例如股 取合理費用。 息、 供股及紅股等; ‧ 分發本公 司及其附 屬公司的通訊; 所有查閱資料或更正資料的要求應按招股章程 ‧ 編製統計數 據 及證券持有人資料;
所有查閱資料或更正資料的要求應按招股章程 「公司資料」一節所披露或不時通知的本公司註冊 地址送交公司秘書,或向本公司的香港股份過戶 登記處的個人資料私隱事務主任提出。
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‧ 披露有關資料以便就權益索償;及
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‧ 與上述有關的任何其他附帶或相關目的及╱ 或使本公司及香港股份過戶登記處能履行對 證券持有人及╱或監管機構承擔的責任及╱ 或證券持有人不時同意的任何其他目的。