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Minerva Neurosciences, Inc. Director's Dealing 2017

Jan 6, 2017

35086_dirs_2017-01-06_40932ba6-38e0-45b5-9ba6-73ffbd146b21.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Minerva Neurosciences, Inc. (NERV)
CIK: 0001598646
Period of Report: 2017-01-04

Reporting Person: Levine Mark S. (SVP,General Counsel & Sec.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-04 Common Stock M 17250 $4.71 Acquired 17250 Direct
2017-01-04 Common Stock M 250 $5.19 Acquired 17500 Direct
2017-01-04 Common Stock S 17500 $12.00 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-04 Stock Option (Right to Buy) $4.71 M 17250 Disposed 2025-12-03 Common Stock (17250) Direct
2017-01-04 Stock Option (Right to Buy) $5.19 M 250 Disposed 2025-04-13 Common Stock (250) Direct

Footnotes

F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2016.

F2: This option vests as follows: 25% on December 4, 2016 and then in quarterly installments over 3 years thereafter.

F3: This option vests as follows: 25% on April 14, 2016; and then in quarterly installments over 3 years thereafter.