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Minerva Neurosciences, Inc. — Director's Dealing 2017
Jan 6, 2017
35086_dirs_2017-01-06_40932ba6-38e0-45b5-9ba6-73ffbd146b21.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Minerva Neurosciences, Inc. (NERV)
CIK: 0001598646
Period of Report: 2017-01-04
Reporting Person: Levine Mark S. (SVP,General Counsel & Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-04 | Common Stock | M | 17250 | $4.71 | Acquired | 17250 | Direct |
| 2017-01-04 | Common Stock | M | 250 | $5.19 | Acquired | 17500 | Direct |
| 2017-01-04 | Common Stock | S | 17500 | $12.00 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-04 | Stock Option (Right to Buy) | $4.71 | M | 17250 | Disposed | 2025-12-03 | Common Stock (17250) | Direct |
| 2017-01-04 | Stock Option (Right to Buy) | $5.19 | M | 250 | Disposed | 2025-04-13 | Common Stock (250) | Direct |
Footnotes
F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2016.
F2: This option vests as follows: 25% on December 4, 2016 and then in quarterly installments over 3 years thereafter.
F3: This option vests as follows: 25% on April 14, 2016; and then in quarterly installments over 3 years thereafter.
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