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Minerva Neurosciences, Inc. — Director's Dealing 2017
Jan 13, 2017
35086_dirs_2017-01-13_bc3089b9-2f80-4862-8728-6c5e6f96281d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Minerva Neurosciences, Inc. (NERV)
CIK: 0001598646
Period of Report: 2017-01-11
Reporting Person: Reilly Joseph H. (SVP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-11 | Common Stock | M | 1600 | $4.71 | Acquired | 9933 | Direct |
| 2017-01-11 | Common Stock | S | 1600 | $12.03 | Disposed | 8333 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-11 | Stock Option (Right to Buy) | $4.71 | M | 1600 | Disposed | 2025-12-03 | Common Stock (1600) | Direct |
Footnotes
F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 12, 2016.
F2: This option shall vest as follows: 25% vested December 14, 2016 and then in quarterly installments over 3 years thereafter.
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