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Minerva Neurosciences, Inc. — Director's Dealing 2017
Jun 5, 2017
35086_dirs_2017-06-05_d460c7b6-4baf-46b7-a1a8-d19a58a70334.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Minerva Neurosciences, Inc. (NERV)
CIK: 0001598646
Period of Report: 2017-06-01
Reporting Person: Ahlholm Frederick W (SVP, Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-01 | Common Stock | M | 14381 | $5.19 | Acquired | 19381 | Direct |
| 2017-06-01 | Common Stock | M | 7250 | $4.71 | Acquired | 26631 | Direct |
| 2017-06-01 | Common Stock | S | 11250 | $10.00 | Disposed | 15381 | Direct |
| 2017-06-01 | Common Stock | S | 10381 | $11.00 | Disposed | 5000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-01 | Employee Stock Option (Right to Buy) | $5.19 | M | 14381 | Disposed | 2025-04-13 | Common Stock (14381) | Direct |
| 2017-06-01 | Employee Stock Option (Right to Buy) | $4.71 | M | 7250 | Disposed | 2025-12-03 | Common Stock (7250) | Direct |
Footnotes
F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2016.
F2: This option vested as to 25% of the shares on April 14, 2016 and then in quarterly installments over 3 years thereafter.
F3: This option vested as to 25% of the shares on December 4, 2016 and then in quarterly installments over 3 years thereafter.
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