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MIND TECHNOLOGY, INC Major Shareholding Notification 2009

Feb 12, 2009

34449_mrq_2009-02-12_514027a1-b25b-4110-a593-124f8c5af045.zip

Major Shareholding Notification

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SC 13G 1 a09-5382_4sc13g.htm SC 13G

| UNITED
STATES |
| --- |
| SECURITIES
AND EXCHANGE COMMISSION |
| Washington,
D.C. 20549 |

*SCHEDULE 13G*

*Under the Securities Exchange Act of 1934 (Amendment No. )**

*Mitcham Industries Inc.*

(Name of Issuer)

*Common Stock*

(Title of Class of Securities)

*606501104*

(CUSIP Number)

*December 31, 2008*

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)
o Rule 13d-1(c)
o Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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CUSIP No. 606501104 — 1. Names of Reporting Persons Pacific Global Investment Management Company 95-4351611
2. Check the Appropriate Box
if a Member of a Group (See Instructions)
(a) o
(b) o
3. SEC Use Only
4. Citizenship or Place of
Organization California Corporation
Number of Shares Beneficially Owned by Each Reporting Person With 5. Sole Voting Power 852,810
6. Shared Voting Power 0
7. Sole Dispositive Power 852,810
8. Shared Dispositive Power 0
9. Aggregate Amount
Beneficially Owned by Each Reporting Person 852,810 Beneficial ownership disclaimed pursuant to Rule 13d-4 under the
Securities Exchange Act of 1934.
10. Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) o
11. Percent of Class
Represented by Amount in Row (9) 8.70%
12. Type of Reporting Person
(See Instructions) IA

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CUSIP No. 606501104 — 1. Names of Reporting Persons George A. Henning
2. Check the Appropriate Box
if a Member of a Group (See Instructions)
(a) o
(b) o
3. SEC Use Only
4. Citizenship or Place of
Organization U.S.A.
Number of Shares Beneficially Owned by Each Reporting Person With 5. Sole Voting Power (See Item 4)
6. Shared Voting Power (See Item 4)
7. Sole Dispositive Power (See Item 4)
8. Shared Dispositive Power (See Item 4)
9. Aggregate Amount
Beneficially Owned by Each Reporting Person 852,810 Beneficial ownership disclaimed pursuant to Rule 13d-4 under the
Securities Exchange Act of 1934.
10. Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) o
11. Percent of Class
Represented by Amount in Row (9) 8.70%
12. Type of Reporting Person
(See Instructions) HC, IN

3

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Item 1. (a) Name of Issuer Mitcham Industries Inc.
(b) Address of Issuer’s
Principal Executive Offices 8141 Highway 75 South, Huntsville, TX 77340
Item 2.
(a) Name of Person Filing (1) Pacific Global Investment Management Company (“PGIMC”) (2) George A. Henning
(b) Address of Principal
Business Office or, if none, Residence (1) and (2): 101 N Brand Blvd, Suite
1950, Glendale, CA 91203
(c) Citizenship (1) California Corporation (2) U.S.A.
(d) Title of Class of
Securities Common Stock
(e) CUSIP Number 606501104
Item 3. If this statement is filed pursuant
to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is
a:
(a) o Broker or dealer
registered under section 15 of the Act (15 U.S.C. 78o);
(b) o Bank as defined in section
3(a)(6) of the Act (15 U.S.C. 78c);
(c) o Insurance company as
defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d) o Investment company
registered under section 8 of the Investment Company Act of 1940 (15 U.S.C.
80a-8);
(e) x An investment adviser in
accordance with §240.13d-1(b)(1)(ii)(E);
(f) o An employee benefit plan
or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g) x A parent holding company
or control person in accordance with §240.13d-1(b)(1)(ii)(G);
(h) o A savings association as
defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) o A church plan that is
excluded from the definition of an investment company under section 3(c)(14)
of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) o A non-U.S. institution in
accordance with § 240.13d–1(b)(1)(ii)(J);
(k) o Group, in accordance with
§ 240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance
with § 240.13d–1(b)(1)(ii)(J), please specify the type of
institution:____

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Item 4. Ownership
Provide the following
information regarding the aggregate number and percentage of the class of
securities of the issuer identified in Item 1.
(a) Amount beneficially
owned:
(b) Percent of class:
(c) Number of shares as to
which the person has:
(i) Sole power to vote or to
direct the vote
(ii) Shared power to vote or to
direct the vote
(iii) Sole power to dispose or
to direct the disposition of
(iv) Shared power to dispose or
to direct the disposition of
See Items 5 – 11 on cover pages 2 – 3 of this
Schedule 13G. 852,810 shares or 8.70% of Common Stock believed to
be outstanding may be deemed beneficially owned within the meaning of Rule
13d-3 of the Securities Exchange Act of 1934 by (1) PGIMC by virtue of its
investment discretion and voting authority granted by certain clients, which
may be revoked at any time; and (2) George A. Henning, as a result of his
ownership interest in PGIMC. PGIMC and
Mr. Henning each specifically disclaim beneficial ownership of any shares
reported on the Schedule.
Item 5. Ownership of Five Percent or Less
of a Class
If this statement is being filed to report the fact
that as of the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of securities, check
the following o . Not Applicable.
Item 6. Ownership of More than Five Percent
on Behalf of Another Person
(1) One or more clients of PGIMC have the right to receive
and the power to direct the receipt of dividends from, or the proceeds from
the sale of common stock of Mitcham Industries Inc. To the best of PGIMC’s
knowledge, no individual client account has interest of more than five
percent of the outstanding stock.
Item 7. Identification and Classification
of the Subsidiary Which Acquired the Security Being Reported on By the Parent
Holding Company or Control Person
Not Applicable.
Item 8. Identification and Classification
of Members of the Group
Not Applicable.
Item 9. Notice of Dissolution of Group
Not Applicable.

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Item 10. Certification
(a) By signing below I certify
that, to the best of my knowledge and belief, the securities referred to
above were acquired and are held in the ordinary course of business and were
not acquired and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a participant in any
transaction having that purpose or effect. This report shall not be
construed as an admission by the persons filing the report that they are the
beneficial owner of any securities covered by this report.

*SIGNATURE*

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Pacific Global Investment Management Company
By: /s/ George A. Henning
George A. Henning
President
February 12, 2009
George A. Henning
/s/ George A. Henning
George A. Henning
February 12, 2009

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