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MIND TECHNOLOGY, INC Director's Dealing 2018

Jul 17, 2018

34449_dirs_2018-07-16_df967148-afa0-4f4a-8b72-f9b90d436101.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MITCHAM INDUSTRIES INC (MIND)
CIK: 0000926423
Period of Report: 2018-07-12

Reporting Person: BLUM PETER H (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-07-12 MII Common Stock A 10000 $3.79 Acquired 476224 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-07-12 Option to Purchase Common Stock $3.79 A 6000 Acquired 2028-07-12 MII Common Stock (6000.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
MII Common Stock 6000 Indirect

Footnotes

F1: Includes 6,000 shares owned by Mr. Blum's spouse.

F2: Options vest 1/3 on July 12, 2019, 1/3 on July 12, 2020 and 1/3 on July 12, 2021.