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MIND TECHNOLOGY, INC — Director's Dealing 2011
Dec 14, 2011
34449_dirs_2011-12-14_d0ad668e-1277-428e-9d84-cd33ffa76acc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MITCHAM INDUSTRIES INC (MIND)
CIK: 0000926423
Period of Report: 2011-12-12
Reporting Person: CAPPS ROBERT P (Director, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-12 | MII Common Stock | M | 23334 | $4.65 | Acquired | 47764 | Direct |
| 2011-12-12 | MII Common Stock | M | 10000 | $6.40 | Acquired | 57764 | Direct |
| 2011-12-12 | MII Common Stock | M | 21110 | $8.98 | Acquired | 78874 | Direct |
| 2011-12-12 | MII Common Stock | S | 61943 | $20.82 | Disposed | 16931 | Direct |
| 2011-12-13 | MII Common Stock | M | 3890 | $8.98 | Acquired | 20821 | Direct |
| 2011-12-13 | MII Common Stock | S | 3890 | $20.60 | Disposed | 16931 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-12 | Option to Purchase Common Stock | $4.65 | M | 11667 | Disposed | 2019-07-23 | MII Common Stock (11667) | Direct |
| 2011-12-12 | Option to Purchase Common Stock | $4.65 | M | 11667 | Disposed | 2019-07-23 | MII Common Stock (11667) | Direct |
| 2011-12-12 | Option to Purchase Common Stock | $6.40 | M | 5000 | Disposed | 2020-05-27 | MII Common Stock (5000) | Direct |
| 2011-12-12 | Option to Purchase Common Stock | $6.40 | M | 5000 | Disposed | 2020-05-27 | MII Common Stock (5000) | Direct |
| 2011-12-12 | Option to Purchase Common Stock | $8.98 | M | 21110 | Disposed | 2015-07-21 | MII Common Stock (21110) | Direct |
| 2011-12-13 | Option to Purchase Common Stock | $8.98 | M | 3890 | Disposed | 2015-07-21 | MII Common Stock (3890) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.75 to $20.90, inclusive. The reporting person undertakes to provide to Mitcham Industries, Inc., any security holder of Mitcham Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) of this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.60 to $20.70, inclusive. .