AI assistant
MIMEDX GROUP, INC. — Director's Dealing 2011
Oct 3, 2011
32206_dirs_2011-10-03_aefbab30-b4bc-438f-8697-d0f406213c57.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MIMEDX GROUP, INC. (MDXG)
CIK: 0001376339
Period of Report: 2011-09-29
Reporting Person: PETIT PARKER H (Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-29 | Common Stock | X | 275000 | $.73 | Acquired | 4311922 | Direct |
| 2011-09-30 | Common Stock | X | 93750 | $.50 | Acquired | 4405672 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-29 | Stock Option | $.73 | X | 275000 | Disposed | 2019-02-24 | Common Stock (275000) | Direct |
| 2011-09-30 | Stock Option (Common Stock) | $.50 | X | 187500 | Disposed | 2019-07-31 | Common Stock (187500) | Direct |
Footnotes
F1: Number of shares held directly by Mr. Petit. Mr. Petit also beneficially owns 150,000 shares held by the Parker H. Petit Grantor Trust, of which he serves as the Trustee; 150,000 shares held by Petit Investments LP of which he serves as General Partner and Limited Partner and possesses shared voting and investment control; and 975,000 shares held by Cox Road Partners II LLP, 975,000 shares held by Cox Road Partners LLLP, and 975,000 shares held by Petit Investments LLLP II, limited liability limited partnerships over which Mr. Petit possesses sole voting and investment control.
F2: The stock option vested 70% immediately, 15% on February 24, 2010, and 15% on February 24, 2011.
F3: The stock option vests and becomes exercisable 25% upon grant and 25% on the next three anniversary dates of the grant.