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MILESTONE SCIENTIFIC INC. — Director's Dealing 2015
Mar 24, 2015
34735_dirs_2015-03-24_873a529a-a286-4f77-903f-495c704f0525.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MILESTONE SCIENTIFIC INC. (MLSS.OB)
CIK: 0000855683
Period of Report: 2014-08-15
Reporting Person: D'Agostino Joseph (CFO & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-15 | Common stock | M | 50000 | $1.15 | Acquired | 566339 | Direct |
| 2014-11-11 | Common stock | A | 75000 | $0.00 | Acquired | 641339 | Direct |
| 2014-11-20 | Common stock | A | 24631 | $0.00 | Acquired | 665970 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-15 | Options to purchase common stock | $1.15 | M | 50000 | Disposed | 2014-09-01 | Common Stock, par value $.001 per share (50000) | Direct |
| 2014-11-11 | Options to purchase common stock | $2.09 | A | 150000 | Acquired | 2019-11-11 | Common Stock, par value $.001 per share (150000) | Direct |
| 2014-11-20 | Options to purchase common stock | $2.03 | A | 49261 | Acquired | 2019-11-20 | Common Stock, par value $.001 per share (49261) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to purchase common stock | $1.00 | 2015-12-20 | Common Stock, par value $.001 per share (100000) | 100000 | Direct |
| Options to purchase common stock | $1.00 | 2015-12-20 | Common Stock, par value $.001 per share (100000) | 100000 | Direct |
| Options to purchase common stock | $0.36 | 2016-12-31 | Common Stock, par value $.001 per share (277778) | 277778 | Direct |
| Options to purchase common stock | $1.28 | 2017-12-31 | Common Stock, par value $.001 per share (78126) | 78126 | Direct |
| Options to purchase common stock | $1.50 | 2018-12-31 | Common Stock, par value $.001 per share (66666) | 66666 | Direct |
Footnotes
F1: These shares of common stock are issuable to the reporting person at the termination of employment.
F2: Not applicable.
F3: Immediately.
F4: These options are exercisable as follows: (i) immediately for 44,444 shares and (ii) for an additional 22,222 on the 12-31-15.
F5: These options are exercisable as follows: (i) immediately for 50,001 shares; and (ii) for an additional 33,333 on each of the 1st through third anniversaries of the (11-11-14) date of grant.
F6: These options are exercisable as follows: (i) immediately for 16,423 shares; and (ii) for an additional 10,946 on each of the 1st through third anniversaries of the (11-20-14) date of grant.