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MILESTONE SCIENTIFIC INC. — Director's Dealing 2015
Dec 23, 2015
34735_dirs_2015-12-23_e312351c-2875-404d-b90e-4fb27d31501a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MILESTONE SCIENTIFIC INC. (MLSS)
CIK: 0000855683
Period of Report: 2015-12-20
Reporting Person: D'Agostino Joseph (CFO & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-20 | Common stock | M | 200000 | $1.00 | Acquired | 865970 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-20 | Options to purchase common stock | $1.00 | M | 100000 | Disposed | 2015-12-20 | Common Stock, par value $.001 per share (100000) | Direct |
| 2015-12-20 | Options to purchase common stock | $1.00 | M | 100000 | Disposed | 2015-12-20 | Common Stock, par value $.001 per share (100000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to purchase common stock | $0.36 | 2016-12-31 | Common Stock, par value $.001 per share (277778) | 277778 | Direct |
| Options to purchase common stock | $1.28 | 2017-12-31 | Common Stock, par value $.001 per share (78126) | 78126 | Direct |
| Options to purchase common stock | $1.50 | 2018-12-31 | Common Stock, par value $.001 per share (66666) | 66666 | Direct |
| Options to purchase common stock | $2.09 | 2019-11-11 | Common Stock, par value $.001 per share (150000) | 150000 | Direct |
| Options to purchase common stock | $2.03 | 2019-11-20 | Common Stock, par value $.001 per share (49261) | 49261 | Direct |
Footnotes
F1: 665,970 of these shares of common stock are issuable to the reporting person at the termination of employment.
F2: Not applicable.
F3: Immediately.
F4: These options are exercisable as follows: (i) immediately for 44,444 shares and (ii) for an additional 22,222 on the 12-31-15.
F5: These options are exercisable as follows: (i) immediately for 83,334 shares; and (ii) for an additional 33,333 on each of the 2nd and 3rd anniversaries of the (11-11-14) date of grant.
F6: These options are exercisable as follows: (i) immediately for 27,369 shares; and (ii) for an additional 10,946 on each of the 2nd and 3rd anniversaries of the (11-20-14) date of grant.