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MidWestOne Financial Group, Inc. — Director's Dealing 2021
Feb 18, 2021
32687_dirs_2021-02-18_551a5a0e-d63a-47d5-96ef-4e18ff95ce86.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: MidWestOne Financial Group, Inc. (MOFG)
CIK: 0001412665
Period of Report: 2021-02-15
Reporting Person: Ray Barry S (Senior EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-15 | Common Stock | A | 1808.973 | — | Acquired | 10922.506 | Direct |
| 2021-02-15 | Common Stock | F | 342 | $27.64 | Disposed | 10580.506 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 196 | Indirect |
Footnotes
F1: Represents restricted stock units acquired pursuant to a grant of time-based restricted stock units which vest in three approximately equal annual installments beginning February 15, 2022.
F2: Includes 11.748 Dividend Equivalents credited to unvested time-based RSUs in lieu of a cash dividend payment since the reporting person's last required Form filing, less 0.267 fractional Dividend Equivalent paid out in cash upon vesting on February 15, 2021. Each whole Dividend Equivalent is the economic equivalent of one share of MidWestOne Financial Group, Inc. common stock.
F3: Restricted stock units withheld to pay payroll taxes due upon the vesting of restricted stock units from prior years' awards.
F4: Shares allocated to the reporting person's account from within the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan, as of February 12, 2021.