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MidWestOne Financial Group, Inc. — Director's Dealing 2016
Feb 16, 2016
32687_dirs_2016-02-16_bed31689-04e3-4302-ae28-069b0160db4d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MidWestOne Financial Group, Inc. (MOFG)
CIK: 0001412665
Period of Report: 2016-02-15
Reporting Person: Evans Susan R (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-15 | Common Stock | A | 2500 | — | Acquired | 18413 | Direct |
| 2016-02-15 | Common Stock | F | 726 | — | Disposed | 17687 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2683 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $16.69 | 2018-04-01 | Common Stock (500.0) | 500 | Direct |
| Employee Stock Option (Right to Buy) | $7.02 | 2019-07-16 | Common Stock (1200.0) | 1200 | Direct |
Footnotes
F1: Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of February 15, 2016. Shares increased by 18 shares since the date of the reporting person's last filing due to additional shares allocated to the reporting person's ESOP account.
F2: The option vests in four equal annual installments beginning on April 1, 2009.
F3: The option vests in four equal annual installments beginning on July 16, 2010.
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