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MidWestOne Financial Group, Inc. — Director's Dealing 2016
Jan 19, 2016
32687_dirs_2016-01-19_95508da8-3e63-45a0-957e-9da85cf361e3.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: MidWestOne Financial Group, Inc. (MOFG)
CIK: 0001412665
Period of Report: 2015-12-31
Reporting Person: Funk Charles N (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-31 | Common Stock | G | 328 | — | Acquired | 85379 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3263 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $16.69 | 2018-04-01 | Common Stock (4500.0) | 4500 | Direct |
Footnotes
F1: Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of December 31, 2015. Shares increased by 24 shares since the date of the reporting person's previous Form filing due to additional shares acquired through dividends allocated to the reporting person's account since the last Form filing.
F2: The option vests in four equal annual installments beginning on April 1, 2009.
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