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MidWestOne Financial Group, Inc. — Director's Dealing 2016
Jan 19, 2016
32687_dirs_2016-01-19_d3209857-6717-40ed-a914-445ce50eef51.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: MidWestOne Financial Group, Inc. (MOFG)
CIK: 0001412665
Period of Report: 2015-12-31
Reporting Person: MORRISON JOHN M (Director, 10% Owner)
Reporting Person: John M. Morrison Revocable Trust #4 (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-23 | Common Stock | G | 200000 | — | Disposed | 2465583 | Indirect |
| 2015-12-23 | Common Stock | G | 200000 | — | Disposed | 2265583 | Indirect |
| 2015-12-23 | Common Stock | G | 200000 | — | Acquired | 200000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 500 | Direct |
Footnotes
F1: These are shares beneficially owned directly by John M. Morrison.
F2: Shares gifted to the John M. & Susan Morrison Foundation, which is a private registered charitable foundation for which Mr. Morrison and his spouse serve as directors.
F3: Shares gifted to the Community Foundation of Collier County (Naples, FL), a public registered charitable foundation. The reporting persons do not retain any direction on the public foundation investment and voting.