AI assistant
MidWestOne Financial Group, Inc. — Director's Dealing 2014
Jan 22, 2014
32687_dirs_2014-01-22_4f7920f2-b999-41e2-b09b-da3282ba8672.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MidWestOne Financial Group, Inc. (MOFG)
CIK: 0001412665
Period of Report: 2014-01-18
Reporting Person: Jehle Kent L (EVP & Chief Credit Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-18 | Common Stock | F | 68 | $25.58 | Disposed | 11767 | Direct |
| 2014-01-21 | Common Stock | F | 242 | $25.63 | Disposed | 11525 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2200 | Indirect |
| Common Stock | 2300 | Indirect |
| Common Stock | 7400 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $16.69 | 2018-04-01 | Common Stock (3000.0) | 3000 | Direct |
| Employee Stock Option (Right to Buy) | $9.34 | 2019-01-22 | Common Stock (1500.0) | 1500 | Direct |
Footnotes
F1: Restricted Stock Units withheld to pay payroll taxes due upon vesting and issuance of Restricted Stock Units shares on January 18, 2014.
F2: Restricted Stock Units withheld to pay payroll taxes due upon vesting and issuance of Restricted Stock Units shares on January 21, 2014.
F3: Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of December 31, 2013. Shares increased by 435 shares since the date of the reporting person's last filing due to additional shares allocated to the reporting person's ESOP account.
F4: The reporting person is the managing member for the Jehle Family, LLC, and has investment and voting power over all the shares. The reporting person has a 25% ownership interest in the Jehle Family, LLC.
F5: The option vests in four equal annual installments beginning on April 1, 2009.
F6: The option vests in four equal annual installments beginning on January 22, 2010.