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MidWestOne Financial Group, Inc. — Director's Dealing 2012
Aug 1, 2012
32687_dirs_2012-08-01_aa65acbd-34c8-45cb-8161-91490e289b64.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MidWestOne Financial Group, Inc. (MOFG)
CIK: 0001412665
Period of Report: 2012-07-31
Reporting Person: Ortale Gary John (EVP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-31 | Common Stock | P | 500 | $21.25 | Acquired | 7500 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4270 | Direct |
| Common Stock | 1339 | Indirect |
| Common Stock | 1500 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $16.69 | 2018-04-01 | Common Stock (500.0) | 500 | Direct |
| Employee Stock Option (Right to Buy) | $9.34 | 2019-01-22 | Common Stock (500.0) | 500 | Direct |
| Employee Stock Option (Right to Buy) | $7.02 | 2019-07-16 | Common Stock (4800.0) | 4800 | Direct |
Footnotes
F1: Shares are held in MidWestOne Financial Group, Inc. Employee Stock Ownership Plan and allocated to reporting person's account as of July 31, 2012. The number of shares has increased by 405 shares since the reporting person's previous Form filing.
F2: The option vests in four equal annual installments beginning on April 1, 2009.
F3: The option vests in four equal annual installments beginning on January 22, 2010.
F4: The option vests in four equal annual installments beginning on July 16, 2010.
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