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MidWestOne Financial Group, Inc. — Director's Dealing 2012
Mar 8, 2012
32687_dirs_2012-03-08_75058e18-5af9-4965-9f01-e62e489b52f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MidWestOne Financial Group, Inc. (MOFG)
CIK: 0001412665
Period of Report: 2012-03-06
Reporting Person: Jehle Kent L (EVP & Chief Credit Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-06 | Common Stock | F | 2325 | $17.66 | Disposed | 5835 | Direct |
| 2012-03-06 | Common Stock | M | 4500 | $9.34 | Acquired | 10335 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-06 | Employee Stock Option (Right to Buy) | $9.34 | M | 4500 | Disposed | 2019-01-22 | Common Stock (6000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1291 | Indirect |
| Common Stock | 7400 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $16.69 | 2018-04-01 | Common Stock (3000) | 3000 | Direct |
Footnotes
F1: The reporting person is the managing member for the Jehle Family, LLC, and has investment and voting power over all the shares. The reporting person has a 25% ownership interest in the Jehle Family, LLC.
F2: The option vests in four equal annual installments beginning on April 1, 2009.
F3: The option vests in four equal annual installments beginning on January 22, 2010.
F4: Shares owned by the reporting person were surrendered to the company along with additional cash as payment for the 4,500 shares acquired in the exercise of the stock option.