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MidWestOne Financial Group, Inc. — Director's Dealing 2012
Nov 19, 2012
32687_dirs_2012-11-19_3fa18dc2-964b-40b8-8837-d3c13862aa0b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MidWestOne Financial Group, Inc. (MOFG)
CIK: 0001412665
Period of Report: 2012-11-19
Reporting Person: Funk Charles N (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-19 | Common Stock | M | 1500 | $9.34 | Acquired | 64557 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-19 | Employee Stock Option (Right to Buy) | $9.34 | M | 1500 | Disposed | 2019-01-22 | Common Stock (1500.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2029 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $16.69 | 2018-04-01 | Common Stock (6000.0) | 6000 | Direct |
Footnotes
F1: Shares held in MidWestOne Financial Group, Inc. Employee Stock Ownership Plan and allocated to reporting person's account as of November 16, 2012. The number of shares has increased by 55 shares as a result of allocations made to the reporting person's account since May 25, 2012.
F2: The option vests in four equal annual installments beginning on April 1, 2009.
F3: The option vests in four equal annual installments beginning on January 22, 2010.
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