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MidWestOne Financial Group, Inc. — Director's Dealing 2012
Mar 8, 2012
32687_dirs_2012-03-08_0fe64246-f47e-4381-a562-696f7e9a939b.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: MidWestOne Financial Group, Inc. (MOFG)
CIK: 0001412665
Period of Report: 2012-02-15
Reporting Person: Funk Charles N (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-15 | Common Stock | A | 3132 | — | Acquired | 53557 | Direct |
| 2012-02-15 | Common Stock | A | 2500 | — | Acquired | 56057 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1553 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $16.69 | 2018-04-01 | Common Stock (6000) | 6000 | Direct |
| Employee Stock Option (Right to Buy) | $9.34 | 2019-01-22 | Common Stock (15000) | 15000 | Direct |
Footnotes
F1: Shares were acquired pursuant to a grant of restricted stock units, of which 50% vest on the 2nd anniversary of the grant and 25% each vest annually on the 3rd and 4th anniversary of the grant.
F2: Shares were acquired pursuant to a grant of restricted stock units which vest in four equal annual installments beginning February 15, 2013.
F3: The option vests in four equal annual installments beginning on April 1, 2009.
F4: The option vests in four equal annual installments beginning on January 22, 2010.
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