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MidWestOne Financial Group, Inc. — Director's Dealing 2012
May 15, 2012
32687_dirs_2012-05-15_001190d9-dd47-42d4-8048-79a8c440e18d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MidWestOne Financial Group, Inc. (MOFG)
CIK: 0001412665
Period of Report: 2012-05-15
Reporting Person: POTHOVEN JOHN P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-15 | Common Stock | A | 500 | — | Acquired | 29254 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 300 | Indirect |
| Common Stock | 52705 | Indirect |
| Common Stock | 2672 | Indirect |
| Common Stock | 939 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $16.69 | 2018-04-01 | Common Stock (500.0) | 500 | Indirect |
| Stock Option (Right to Buy) | $9.34 | 2019-01-22 | Common Stock (500.0) | 500 | Indirect |
Footnotes
F1: Shares were acquired pursuant to a grant of restricted stock units which vest in four equal annual installments beginning May 15, 2013.
F2: Registered to self as custodian for minor grandchild under Uniform Transfers to Minors Act. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F3: Shares were increased by 500 pursuant to a grant of restricted stock units to spouse which vest in four equal annual installments beginning February 15, 2013.
F4: Shares held in MidWestOne Financial Group, Inc. Employee Stock Ownership Plan and allocated to reporting persons spouse's account through May 14, 2012.