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MidWestOne Financial Group, Inc. — Director's Dealing 2012
Jan 23, 2012
32687_dirs_2012-01-23_13008406-49be-4466-bb5a-c6ee0ec34483.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MidWestOne Financial Group, Inc. (MOFG)
CIK: 0001412665
Period of Report: 2012-01-21
Reporting Person: Ortale Gary John (EVP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-21 | Common Stock | F | 223 | $15.75 | Disposed | 3297 | Direct |
| 2012-01-22 | Common Stock | F | 27 | $15.75 | Disposed | 3270 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6500 | Indirect |
| Common Stock | 1500 | Indirect |
| Common Stock | 934 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $16.69 | 2018-04-01 | Common Stock (500) | 500 | Direct |
| Employee Stock Option (Right to Buy) | $9.34 | 2019-01-22 | Common Stock (500) | 500 | Direct |
| Employee Stock Option (Right to Buy) | $7.02 | 2019-07-16 | Common Stock (4800) | 4800 | Direct |
Footnotes
F1: Restricted Stock Units withheld to pay payroll taxes due upon vesting and issuance of Restricted Stock Units shares on January 21, 2012.
F2: Restricted Stock Units withheld to pay payroll taxes due upon vesting and issuance of Restricted Stock Units shares on January 22, 2012.
F3: The option vests in four equal annual installments beginning on April 1, 2009.
F4: The option vests in four equal annual installments beginning on January 22, 2010.
F5: The option vests in four equal annual installments beginning on July 16, 2010.