Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

MidWestOne Financial Group, Inc. Director's Dealing 2012

Nov 30, 2012

32687_dirs_2012-11-30_b32531d7-8a08-47b4-bed6-df2358049e97.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MidWestOne Financial Group, Inc. (MOFG)
CIK: 0001412665
Period of Report: 2012-11-29

Reporting Person: HOWARD CHARLES S (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-29 Common Stock S 1100 $19.934 Disposed 91691 Direct
2012-11-29 Common Stock S 13 $19.94 Disposed 91678 Direct
2012-11-29 Common Stock S 2 $19.995 Disposed 91676 Direct
2012-11-29 Common Stock S 35 $19.93 Disposed 91641 Direct
2012-11-29 Common Stock S 100 $19.9301 Disposed 91541 Direct
2012-11-30 Common Stock S 1150 $19.9101 Disposed 90391 Direct
2012-11-30 Common Stock S 100 $19.91 Disposed 90291 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 75800 Indirect
Common Stock 27674 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $16.86 2012-12-31 Common Stock (6650.0) 6650 Direct
Stock Option $19.75 2013-12-31 Common Stock (6982.0) 6982 Direct
Stock Option $21.94 2014-04-21 Common Stock (6649.0) 6649 Direct
Stock Option $18.71 2014-04-21 Common Stock (2849.0) 2849 Direct

Footnotes

F1: Shares held in MidWestOne Financial Group, Inc. Employee Stock Ownership Plan and allocated to the reporting person's account as of November 29, 2012. Reporting person's ownership of shares has decreased by 9,088 since his last report due to shares sold as part of a five year plan begun in 2011 to distribute cash to an IRA. Additional distributions are expected to occur in years 2013 through 2015.

F2: Fully vested.