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MidWestOne Financial Group, Inc. — Director's Dealing 2012
Nov 30, 2012
32687_dirs_2012-11-30_b32531d7-8a08-47b4-bed6-df2358049e97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MidWestOne Financial Group, Inc. (MOFG)
CIK: 0001412665
Period of Report: 2012-11-29
Reporting Person: HOWARD CHARLES S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-29 | Common Stock | S | 1100 | $19.934 | Disposed | 91691 | Direct |
| 2012-11-29 | Common Stock | S | 13 | $19.94 | Disposed | 91678 | Direct |
| 2012-11-29 | Common Stock | S | 2 | $19.995 | Disposed | 91676 | Direct |
| 2012-11-29 | Common Stock | S | 35 | $19.93 | Disposed | 91641 | Direct |
| 2012-11-29 | Common Stock | S | 100 | $19.9301 | Disposed | 91541 | Direct |
| 2012-11-30 | Common Stock | S | 1150 | $19.9101 | Disposed | 90391 | Direct |
| 2012-11-30 | Common Stock | S | 100 | $19.91 | Disposed | 90291 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 75800 | Indirect |
| Common Stock | 27674 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $16.86 | 2012-12-31 | Common Stock (6650.0) | 6650 | Direct |
| Stock Option | $19.75 | 2013-12-31 | Common Stock (6982.0) | 6982 | Direct |
| Stock Option | $21.94 | 2014-04-21 | Common Stock (6649.0) | 6649 | Direct |
| Stock Option | $18.71 | 2014-04-21 | Common Stock (2849.0) | 2849 | Direct |
Footnotes
F1: Shares held in MidWestOne Financial Group, Inc. Employee Stock Ownership Plan and allocated to the reporting person's account as of November 29, 2012. Reporting person's ownership of shares has decreased by 9,088 since his last report due to shares sold as part of a five year plan begun in 2011 to distribute cash to an IRA. Additional distributions are expected to occur in years 2013 through 2015.
F2: Fully vested.
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