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MidWestOne Financial Group, Inc. Director's Dealing 2012

Dec 11, 2012

32687_dirs_2012-12-11_35eb5361-f2f8-4298-8cb4-8a3aa478f88c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MidWestOne Financial Group, Inc. (MOFG)
CIK: 0001412665
Period of Report: 2012-12-07

Reporting Person: HOWARD CHARLES S (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-12-07 Common Stock F 5575 $20.03 Disposed 84716 Direct
2012-12-07 Common Stock M 6650 $16.86 Acquired 91366 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-12-07 Stock Option $16.86 M 6650 Disposed 2012-12-31 Common Stock (6650.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 75800 Indirect
Common Stock 27674 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $19.75 2013-12-31 Common Stock (6982.0) 6982 Direct
Stock Option $21.94 2014-04-21 Common Stock (6649.0) 6649 Direct
Stock Option $18.71 2014-04-21 Common Stock (2849.0) 2849 Direct

Footnotes

F1: Shares owned by reporting person were surrendered to the company along with additional cash payment for the 6,650 shares acquired in the exercise of the stock option.

F2: Shares held in MidWestOne Financial Group, Inc. Employee Stock Ownership Plan and allocated to the reporting person's account as of November 29, 2012.

F3: Fully vested.