AI assistant
MidWestOne Financial Group, Inc. — Director's Dealing 2011
Jan 19, 2011
32687_dirs_2011-01-19_ef114513-5660-4881-80f0-06fa1c1c30f6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MidWestOne Financial Group, Inc. (MOFG)
CIK: 0001412665
Period of Report: 2011-01-18
Reporting Person: Jehle Kent L (EVP & Chief Lending Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-18 | Common Stock | A | 700 | $0.00 | Acquired | 7160 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 934 | Indirect |
| Common Stock | 7400 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right To Buy) | $16.69 | 2018-04-01 | Common Stock (3000) | 3000 | Direct |
| Employee Stock Option (Right To Buy) | $9.34 | 2019-01-22 | Common Stock (6000) | 6000 | Direct |
Footnotes
F1: The option vests in four equal annual installments beginning on April 1, 2009.
F2: The option vests in four equal annual installments beginning on January 22, 2010.
F3: Shares held in MidWestOne Financial Group, Inc. Employee Stock Ownership Plan and allocated to reporting person's account as of June 30, 2010.
F4: The reporting person is the managing member for the Jehle Family, LLC, and has investment and voting power over all the shares. The reporting person has a 25% ownership interest in the Jehle Family, LLC.
F5: Shares were acquired pursuant to a grant of restricted stock units which vest in four equal annual installments beginning January 18, 2012.