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MidWestOne Financial Group, Inc. — Director's Dealing 2011
Jan 19, 2011
32687_dirs_2011-01-19_46854869-3927-4279-abe7-e72c49884c87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MidWestOne Financial Group, Inc. (MOFG)
CIK: 0001412665
Period of Report: 2011-01-18
Reporting Person: Ortale Gary John (EVP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-18 | Common Stock | A | 700 | $0.00 | Acquired | 3833 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000 | Indirect |
| Common Stock | 1500 | Indirect |
| Common Stock | 621 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock (Right To Buy) | $16.69 | 2018-04-01 | Common Stock (500) | 500 | Direct |
| Common Stock (Right To Buy) | $9.34 | 2019-01-22 | Common Stock (500) | 500 | Direct |
| Common Stock (Right To Buy) | $7.02 | 2019-07-16 | Common Stock (4800) | 4800 | Direct |
Footnotes
F1: The option vests in four equal annual installments beginning on April 1, 2009.
F2: The option vests in four equal annual installments beginning on January 22, 2010.
F3: The option vests in four equal annual installments beginning on July 16, 2010.
F4: Shares held in MidWestOne Financial Group, Inc. Employee Stock Ownership Plan and allocated to reporting person's account as of December 31, 2009.
F5: Shares were acquired pursuant to a grant of restricted stock units which vest in four equal annual installments beginning January 18, 2012.