AI assistant
MIDDLEFIELD BANC CORP — Director's Dealing 2022
Feb 25, 2022
33530_dirs_2022-02-25_ede3e290-a99f-4a63-97c3-244a4dd22525.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MIDDLEFIELD BANC CORP (MBCN)
CIK: 0000836147
Period of Report: 2022-02-23
Reporting Person: Erminio Courtney M (SVP/Risk Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-23 | Conditional Stock Award | $24.80 | A | 1713 | Acquired | 2025-02-23 | Common Stock (1713) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1457.991 | Direct |
| Common Stock | 150.525 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Conditional Stock Award | $22.50 | 2024-02-23 | Common Stock (834) | 834 | Direct |
| Conditional Stock Award | $26.09 | 2023-02-25 | Common Stock (698) | 698 | Direct |
| Conditional Stock Award | $21.215 | 2022-03-01 | Common Stock (834) | 834 | Direct |
Footnotes
F1: Includes shares acquired under MBCN Dividend Reinvestment Plan.
F2: Includes shares held jointly with spouse.
F3: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2022.
F4: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2021.
F5: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 26, 2020.
F6: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 5, 2019.