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MIDDLEFIELD BANC CORP — Director's Dealing 2022
Dec 5, 2022
33530_dirs_2022-12-05_639dd3fa-80e7-44aa-9cb2-cc5a329edf23.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MIDDLEFIELD BANC CORP (MBCN)
CIK: 0000836147
Period of Report: 2022-12-01
Reporting Person: STACY DONALD L (Treasurer/CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-01 | Common Stock | A | 1239 | $28.60 | Acquired | 11376.48 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4036 | Indirect |
| Common Stock | 43.497 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Conditional Stock Award | $24.80 | 2025-02-23 | Common Stock (2419) | 2419 | Direct |
| Conditional Stock Award | $22.50 | 2024-02-23 | Common Stock (2467) | 2467 | Direct |
| Conditional Stock Award | $26.09 | 2023-02-25 | Common Stock (2076) | 2076 | Direct |
Footnotes
F1: Shares were acquired under a discretionary incentive award for the successful acquisition of Liberty Bancshares, Inc. Vesting was immediate.
F2: Includes shares acquired under MBCN Dividend Reinvestment Plan.
F3: held jointly with son
F4: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2022.
F5: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2021.
F6: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 26, 2020.