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MIDDLEFIELD BANC CORP — Director's Dealing 2021
Feb 25, 2021
33530_dirs_2021-02-25_7b5a3dbf-470f-487f-991d-4aef0befc7e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MIDDLEFIELD BANC CORP (MBCN)
CIK: 0000836147
Period of Report: 2021-02-23
Reporting Person: RANTTILA MICHAEL (Bank Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-23 | Conditional Stock Award | $22.50 | A | 1765 | Acquired | 2024-02-23 | Common Stock (1765) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1036.442 | Direct |
| Common Stock | 2 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Conditional Stock Award | $26.09 | 2023-02-25 | Common Stock (891) | 891 | Direct |
| Conditional Stock Award | $21.215 | 2022-03-01 | Common Stock (658) | 658 | Direct |
| Conditional Stock Award | $24.10 | 2021-05-22 | Common Stock (448) | 448 | Direct |
Footnotes
F1: Includes shares acquired under the MBCN Dividend Reinvestment Plan.
F2: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2021.
F3: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 26, 2020.
F4: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 5, 2019.
F5: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated May 29, 2018.