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MIDDLEFIELD BANC CORP — Director's Dealing 2020
Jan 2, 2020
33530_dirs_2020-01-02_4af8fb21-7bb8-497a-97a6-23bf3a2ffb97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MIDDLEFIELD BANC CORP (MBCN)
CIK: 0000836147
Period of Report: 2020-01-02
Reporting Person: HESLOP JAMES R II (Director, Exec. Vice President/COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-02 | Common Stock | A | 367 | $26.09 | Acquired | 22878.835 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock (right to buy) | $8.775 | 2021-05-09 | Common Stock (2000) | 2000 | Direct |
| Conditional Stock Award | $19.3496 | 2020-07-20 | Common Stock (1162) | 1162 | Direct |
| Conditional Stock Award | $24.10 | 2021-05-22 | Common Stock (2404) | 2404 | Direct |
| Conditional Stock Award | $20.95 | 2022-03-01 | Common Stock (2978) | 2978 | Direct |
Footnotes
F1: Shares acquired under Director Compensation program for members of the Board of Directors of The Middlefield Banking Company.
F2: Includes shares acquired under the MBCN Dividend Reinvestment Plan.
F3: The number of shares has been adjusted to reflect the 2-for-1 stock split effected as of November 8, 2019.
F4: The number of shares and the exercise price have been adjusted to reflect the 2-for-1 stock split effected as of November 8, 2019.
F5: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated July 20, 2017.
F6: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated June 25, 2018.
F7: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 5, 2019.