AI assistant
MIDDLEFIELD BANC CORP — Director's Dealing 2019
Jan 2, 2019
33530_dirs_2019-01-02_559b2693-26c3-4c76-a6c3-fab78f3e0044.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: MIDDLEFIELD BANC CORP (MBCN)
CIK: 0000836147
Period of Report: 2019-01-02
Reporting Person: CALDWELL THOMAS G (Director, President/Chief Executive Offi)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-02 | Common Stock | A | 226 | $42.43 | Acquired | 4085 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14222 | Direct |
| Common Stock | 248.94 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $17.55 | 2021-05-09 | Common Stock (2500) | 2500 | Direct |
| Conditional Stock Award | $32.40 | 2019-03-01 | Common Stock (865) | 865 | Direct |
| Conditional Stock Award | $38.6992 | 2020-07-20 | Common Stock (753) | 753 | Direct |
| Conditional Stock Award | $48.20 | 2021-05-22 | Common Stock (2240) | 2240 | Direct |
Footnotes
F1: Shares acquired under Director Compensation program for members of the Board of Directors of The Middlefield Banking Company.
F2: Includes shares held jointly with spouse.
F3: Includes shares acquired under MBCN Dividend Reinvestment Plan.
F4: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 4, 2016.
F5: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated July 20, 2017.
F6: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated May 29, 2018.