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MIDDLEFIELD BANC CORP — Director's Dealing 2019
Mar 4, 2019
33530_dirs_2019-03-04_c27cfcff-7e2a-4199-91c2-04200104bc22.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MIDDLEFIELD BANC CORP (MBCN)
CIK: 0000836147
Period of Report: 2019-03-01
Reporting Person: HESLOP JAMES R II (Director, Exec. Vice President/COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-01 | Common Stock | A | 835 | $41.90 | Acquired | 10935.387 | Direct |
| 2019-03-01 | Common Stock | F | 310 | $41.90 | Disposed | 10625.387 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-01 | Conditional Stock Award | $41.90 | A | 1489 | Acquired | 2022-03-01 | Common Stock (1489) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock (right to buy) | $17.55 | 2021-05-09 | Common Stock (1200) | 1200 | Direct |
| Conditional Stock Award | $38.6992 | 2020-07-20 | Common Stock (581) | 581 | Direct |
| Conditional Stock Award | $48.20 | 2021-05-22 | Common Stock (1202) | 1202 | Direct |
Footnotes
F1: Shares acquired under the terms of a Conditional Stock Grant dated March 1, 2016.
F2: Includes shares acquired under MBCN Dividend Reinvestment Plan.
F3: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated July 20, 2017.
F4: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated June 25, 2018.
F5: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 5, 2019.