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MIDDLEFIELD BANC CORP Director's Dealing 2017

Mar 7, 2017

33530_dirs_2017-03-07_9993ada8-bfb3-4b2e-b95f-7c9b3d8cdbfb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MIDDLEFIELD BANC CORP (MBCN)
CIK: 0000836147
Period of Report: 2015-06-22

Reporting Person: Dalessandro David G (SVP/Chief Credit Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-06-22 Conditional Stock Award $33.61 A 345 Acquired 2018-06-22 Common Stock (345) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 500 Direct

Footnotes

F1: Held in Individual Retirement Account

F2: Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated June 24, 2015.