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MIDDLEFIELD BANC CORP Director's Dealing 2015

Feb 17, 2015

33530_dirs_2015-02-17_e396cbd8-ee3f-4619-9df7-611dee7e4f66.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: MIDDLEFIELD BANC CORP (MBCN)
CIK: 0000836147
Period of Report: 2014-12-31

Reporting Person: HESLOP JAMES R II (Director, Exec. Vice President/COO)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6424.571 Direct
Common Stock 530.71 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option Granted 12/12/2005 $36.73 2015-12-12 Common Stock (1653) 1653 Direct
Stock Option Granted 12/11/2006 $40.24 2016-12-11 Common Stock (525) 525 Direct
Stock Option Granted 11/10/2008 $23.00 2018-11-10 Common Stock (1000) 1000 Direct
Stock Option Granted 05/09/2011 $17.55 2021-05-09 Common Stock (2500) 2500 Direct