MIDDLEFIELD BANC CORP — Director's Dealing 2015

Feb 17, 2015

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: MIDDLEFIELD BANC CORP (MBCN)
CIK: 0000836147
Period of Report: 2014-12-31

Reporting Person: CALDWELL THOMAS G (Director, President/Chief Executive Offi)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	115	Direct
Common Stock	13022	Direct
Common Stock	225.002	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options Granted 12/12/2005	$36.73	2016-12-12	Common Stock (1653)	1653	Direct
Stock Options Granted 12/11/2006	$40.24	2016-12-11	Common Stock (525)	525	Direct
Stock Options Granted 11/10/2008	$23.00	2018-11-10	Common Stock (1000)	1000	Direct
Stock Options Granted 11/10/2008	$23.00	2018-11-10	Common Stock (1500)	1500	Direct
Stock Options Granted 05/09/2011	$17.55	2021-05-09	Common Stock (2500)	2500	Direct

Footnotes

F1: Shares held jointly with spouse.