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MIDDLEFIELD BANC CORP — Director's Dealing 2015
Nov 20, 2015
33530_dirs_2015-11-20_33d55675-de3a-43be-be6e-f3ea8a3e9ccd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MIDDLEFIELD BANC CORP (MBCN)
CIK: 0000836147
Period of Report: 2015-11-18
Reporting Person: STACY DONALD L (Treasurer/CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-18 | Common Stock | M | 1000 | $23.00 | Acquired | 2040.408 | Direct |
| 2015-11-18 | Common Stock | D | 1000 | $34.00 | Disposed | 1040.408 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 18.364 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $36.73 | 2015-12-12 | Common Stock (1102) | 1102 | Direct |
| Stock Option (Right to Buy) | $40.24 | 2016-12-11 | Common Stock (525) | 525 | Direct |
| Stock Option (Right to Buy) | $37.00 | 2017-12-10 | Common Stock (750) | 750 | Direct |
| Stock Option (Right to Buy) | $17.55 | 2021-05-09 | Common Stock (2500) | 2500 | Direct |
Footnotes
F1: Includes shares acquired under MBCN Dividend Reinvestment Plan.
F2: Shares held jointly with son.
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