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MIDDLEFIELD BANC CORP Director's Dealing 2015

Nov 20, 2015

33530_dirs_2015-11-20_33d55675-de3a-43be-be6e-f3ea8a3e9ccd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MIDDLEFIELD BANC CORP (MBCN)
CIK: 0000836147
Period of Report: 2015-11-18

Reporting Person: STACY DONALD L (Treasurer/CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-18 Common Stock M 1000 $23.00 Acquired 2040.408 Direct
2015-11-18 Common Stock D 1000 $34.00 Disposed 1040.408 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1000 Indirect
Common Stock 18.364 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $36.73 2015-12-12 Common Stock (1102) 1102 Direct
Stock Option (Right to Buy) $40.24 2016-12-11 Common Stock (525) 525 Direct
Stock Option (Right to Buy) $37.00 2017-12-10 Common Stock (750) 750 Direct
Stock Option (Right to Buy) $17.55 2021-05-09 Common Stock (2500) 2500 Direct

Footnotes

F1: Includes shares acquired under MBCN Dividend Reinvestment Plan.

F2: Shares held jointly with son.