MIDDLEFIELD BANC CORP — Director's Dealing 2014

Feb 5, 2014

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: MIDDLEFIELD BANC CORP (MBCN)
CIK: 0000836147
Period of Report: 2013-12-31

Reporting Person: Jones Kenneth E (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6174.035	Direct
Common Stock	680.186	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Common Stock	$37.33	2017-04-19	option (1213)	4050	Direct
Common Stock	$36.25	2018-01-21	option (1337)	4050	Direct
Common Stock	$23.00	2018-11-10	option (1500)	4050	Direct

Footnotes

F1: Includes shares acquired under the MBCN Dividend Reinvestment Plan.