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MIDDLEFIELD BANC CORP Director's Dealing 2014

Feb 14, 2014

33530_dirs_2014-02-14_5b930c45-6728-4c37-b901-786cc07f36dd.zip

Director's Dealing

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SEC Form 5/A — Form 5/A

Issuer: MIDDLEFIELD BANC CORP (MBCN)
CIK: 0000836147
Period of Report: 2013-12-31

Reporting Person: Jones Kenneth E (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6174.035 Direct
Common Stock 680.186 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option Granted 04/19/2007 $37.33 2017-04-19 Common Stock (1213) 1213 Direct
Stock Option Granted 01/21/2008 $36.25 2018-01-21 Common Stock (1337) 1337 Direct
Stock Option Granted 11/10/2008 $23.00 2018-11-10 Common Stock (1500) 1500 Direct

Footnotes

F1: Includes shares acquired under the MBCN Dividend Reinvestment Plan.