MIDDLEFIELD BANC CORP — Director's Dealing 2014

Feb 14, 2014

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: MIDDLEFIELD BANC CORP (MBCN)
CIK: 0000836147
Period of Report: 2013-12-31

Reporting Person: HESLOP JAMES R II (Director, Exec. Vice President/COO)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6229.254	Direct
Common Stock	512.686	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option Granted 12/13/2004	$30.45	2014-12-13	Common Stock (2315)	2315	Direct
Stock Option Granted 12/12/2005	$36.73	2015-12-12	Common Stock (1653)	1653	Direct
Stock Option Granted 12/11/2006	$40.24	2016-12-11	Common Stock (525)	525	Direct
Stock Option Granted 11/10/2008	$23.00	2018-11-10	Common Stock (1000)	1000	Direct
Stock Option Granted 05/09/2011	$17.55	2021-05-09	Common Stock (2500)	2500	Direct

Footnotes

F1: Includes shares acquired under the MBCN Dividend Reinvestment Plan.