AI assistant
MICROVISION, INC. — Major Shareholding Notification 2007
Feb 14, 2007
14856_mrq_2007-02-14_017fde62-0972-4d01-bd02-940f3d856023.zip
Major Shareholding Notification
Open in viewerOpens in your device viewer
SC 13G/A 1 a07-4261_15sc13ga.htm SC 13G/A
| SECURITIES AND EXCHANGE COMMISSION |
| Washington, |
| D.C. 20549 |
| SCHEDULE 13G |
*INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT*
*TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED*
*PURSUANT TO RULE 13d-2(b)*
*Under the Securities Exchange Act of 1934 (Amendment No. 1)* (1)
*Microvision, Inc.*
(Name of Issuer)
*Common Stock, $0.001 Par Value*
(Title of Class of Securities)
*594960106*
(CUSIP Number)
*December 31, 2006*
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| o | Rule 13d-1(b) |
|---|---|
| x | Rule 13d-1(c) |
| o | Rule 13d-1(d) |
(1)The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SEQ.=1,FOLIO='',FILE='C:\JMS\ndeva\07-4261-15\task1703494\4261-15-ba.htm',USER='105336',CD='Feb 13 04:18 2007'
| CUSIP No. 594960106 — 1. | Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) David M. Knott | |
| --- | --- | --- |
| 2. | Check the Appropriate Box
if a Member of a Group (See Instructions) | |
| | (a) | o |
| | (b) | x |
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of
Organization United States of America | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 3,664,010 |
| | 6. | Shared Voting Power 188,400 |
| | 7. | Sole Dispositive Power 3,896,510 |
| | 8. | Shared Dispositive Power 0 |
| 9. | Aggregate Amount
Beneficially Owned by Each Reporting Person 3,896,510 | |
| 10. | Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) o | |
| 11. | Percent of Class
Represented by Amount in Row (9) 8.6% | |
| 12. | Type of Reporting Person
(See Instructions) IN | |
2
SEQ.=1,FOLIO='2',FILE='C:\JMS\ndeva\07-4261-15\task1703494\4261-15-ba.htm',USER='105336',CD='Feb 13 04:18 2007'
| CUSIP No. 594960106 — 1. | Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) Dorset Management Corporation 11-2873658 | |
| --- | --- | --- |
| 2. | Check the Appropriate Box
if a Member of a Group (See Instructions) | |
| | (a) | o |
| | (b) | x |
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of
Organization United States of America | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 3,664,010 |
| | 6. | Shared Voting Power 188,400 |
| | 7. | Sole Dispositive Power 3,896,510 |
| | 8. | Shared Dispositive Power 0 |
| 9. | Aggregate Amount
Beneficially Owned by Each Reporting Person 3,896,510 | |
| 10. | Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) o | |
| 11. | Percent of Class
Represented by Amount in Row (9) 8.6% | |
| 12. | Type of Reporting Person
(See Instructions) CO | |
3
SEQ.=1,FOLIO='3',FILE='C:\JMS\ndeva\07-4261-15\task1703494\4261-15-ba.htm',USER='105336',CD='Feb 13 04:18 2007'
| Item 1. | (a) | Name of Issuer Microvision, Inc. | |
|---|---|---|---|
| (b) | Address of Issuers | ||
| Principal Executive Offices 19910 North Creek Parkway Bothell, WA 98011 | |||
| Item 2. | |||
| (a) | Name of Person Filing David M. Knott; Dorset Management Corporation | ||
| (b) | Address of Principal | ||
| Business Office or, if none, Residence 485 Underhill Boulevard, Suite 205 Syosset, New York 11791 | |||
| (c) | Citizenship David M. Knott - United States of America; Dorset Management | ||
| Corporation - New York | |||
| (d) | Title of Class of | ||
| Securities Common Stock, $0.001 Par Value | |||
| (e) | CUSIP Number 594960106 | ||
| Item 3. | If this statement is filed | ||
| pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person | |||
| filing is a: | |||
| (a) | o | Broker or dealer | |
| registered under section 15 of the Act (15 U.S.C. 78o). | |||
| (b) | o | Bank as defined in section | |
| 3(a)(6) of the Act (15 U.S.C. 78c). | |||
| (c) | o | Insurance company as | |
| defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |||
| (d) | o | Investment company | |
| registered under section 8 of the Investment Company Act of 1940 (15 U.S.C | |||
| 80a-8). | |||
| (e) | o | An investment adviser in | |
| accordance with §240.13d-1(b)(1)(ii)(E); | |||
| (f) | o | An employee benefit plan | |
| or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |||
| (g) | o | A parent holding company | |
| or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |||
| (h) | o | A savings associations as | |
| defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. | |||
| 1813); | |||
| (i) | o | A church plan that is | |
| excluded from the definition of an investment company under section 3(c)(14) | |||
| of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |||
| (j) | o | Group, in accordance with | |
| §240.13d-1(b)(1)(ii)(J). |
4
SEQ.=1,FOLIO='4',FILE='C:\JMS\ndeva\07-4261-15\task1703494\4261-15-ba.htm',USER='105336',CD='Feb 13 04:18 2007'
| Item 4. | Ownership | ||
|---|---|---|---|
| Provide the following | |||
| information regarding the aggregate number and percentage of the class of | |||
| securities of the issuer identified in Item 1. | |||
| (a) | Amount beneficially | ||
| owned: | |||
| (b) | Percent of class: | ||
| (c) | Number of shares as to | ||
| which the person has: | |||
| (i) | Sole power to vote or to | ||
| direct the vote | |||
| (ii) | Shared power to vote or to | ||
| direct the vote | |||
| (iii) | Sole power to dispose or | ||
| to direct the disposition of | |||
| (iv) | Shared power to dispose or | ||
| to direct the disposition of | |||
| David M. Knott; Dorset | |||
| Management Corporation See Rows 5 through 9 and 11 on pages 2 and 3. | |||
| Item 5. | Ownership of Five Percent | ||
| or Less of a Class | |||
| If this statement is being filed to report the fact | |||
| that as of the date hereof the reporting person has ceased to be the beneficial | |||
| owner of more than five percent of the class of securities, check the | |||
| following o . | |||
| N/A | |||
| Item 6. | Ownership of More than | ||
| Five Percent on Behalf of Another Person | |||
| Persons, other than the | |||
| Reporting Persons hereunder, have the right to receive or the power to direct | |||
| the receipt of dividends, or the proceeds from the sale, of securities | |||
| reported herein. | |||
| Item 7. | Identification and | ||
| Classification of the Subsidiary Which Acquired the Security Being Reported | |||
| on By the Parent Holding Company or Control Person | |||
| N/A | |||
| Item 8. | Identification and | ||
| Classification of Members of the Group | |||
| N/A | |||
| Item 9. | Notice of Dissolution of | ||
| Group | |||
| N/A | |||
| Item 10. | Certification | ||
| By signing below I certify that, to the best | |||
| of my knowledge and belief, the securities referred to above were acquired | |||
| and are held in the ordinary course of business and were not acquired and are | |||
| not held for the purpose of or with the effect of changing or influencing the | |||
| control of the issuer of the securities and were not acquired and are not | |||
| held in connection with or as a participant in any transaction having that | |||
| purpose or effect. |
5
SEQ.=1,FOLIO='5',FILE='C:\JMS\ndeva\07-4261-15\task1703494\4261-15-ba.htm',USER='105336',CD='Feb 13 04:18 2007'
*Signature*
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| February 12,
2007 | |
| --- | --- |
| Date | |
| /s/ David M.
Knott | |
| Signature | |
| DORSET MANAGEMENT CORPORATION | |
| By: | /s/ David M. Knott |
| | David M. Knott, President |
6
SEQ.=1,FOLIO='6',FILE='C:\JMS\ndeva\07-4261-15\task1703494\4261-15-ba.htm',USER='105336',CD='Feb 13 04:18 2007'