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MICROVISION, INC. — Director's Dealing 2013
Mar 25, 2013
14856_dirs_2013-03-25_f5784387-2eb3-4097-b9a9-f29d6b7d7401.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MICROVISION INC (MVIS)
CIK: 0000065770
Period of Report: 2013-03-15
Reporting Person: Johnston James Edward (Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock | 2796 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $1.8 | 2022-08-03 | Common Stock (9800) | Direct | |
| Non-Qualified Stock Option (right to buy) | $10.4 | 2021-04-06 | Common Stock (1338) | Direct | |
| Non-Qualified Stock Option (right to buy) | $27.28 | 2020-04-26 | Common Stock (368) | Direct | |
| Non-Qualified Stock Option (right to buy) | $27.28 | 2020-04-26 | Common Stock (1459) | Direct | |
| Non-Qualified Stock Option (right to buy) | $14.88 | 2019-04-23 | Common Stock (550) | Direct | |
| Non-Qualified Stock Option (right to buy) | $14.88 | 2019-04-23 | Common Stock (1747) | Direct | |
| Non-Qualified Stock Option (right to buy) | $17.84 | 2018-03-25 | Common Stock (156) | Direct | |
| Non-Qualified Stock Option (right to buy) | $17.84 | 2018-03-25 | Common Stock (1767) | Direct | |
| Non-Qualified Stock Option (right to buy) | $22.16 | 2013-06-13 | Common Stock (270) | Direct | |
| Non-Qualified Stock Option (right to buy) | $22.16 | 2013-11-12 | Common Stock (38) | Direct | |
| Non-Qualified Stock Option (right to buy) | $22.16 | 2014-01-01 | Common Stock (63) | Direct | |
| Non-Qualified Stock Option (right to buy) | $22.16 | 2014-08-24 | Common Stock (166) | Direct | |
| Non-Qualified Stock Option (right to buy) | $22.16 | 2014-10-01 | Common Stock (119) | Direct | |
| Non-Qualified Stock Option (right to buy) | $27.36 | 2017-02-28 | Common Stock (1875) | Direct | |
| Non-Qualified Stock Option (right to buy) | $27.44 | 2016-04-05 | Common Stock (868) | Direct |
Footnotes
F1: The reporting person vests ownership in this stock option as follows: one-third on each of August 15, 2012, August 15, 2013, and August 15, 2014, subject to the terms of the 2006 Incentive Plan.
F2: The reporting person vests ownership in this stock option as follows: 25% upon each anniversary of the date of grant, subject to the terms of the 2006 Incentive Plan.
F3: This stock option became fully exercisable prior to the Event Date triggering this Form 3 filing.
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