AI assistant
MICROVISION, INC. — Director's Dealing 2013
Nov 26, 2013
14856_dirs_2013-11-26_be9e4bcc-59d9-47b3-a583-b1c9fcf7d073.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MICROVISION INC (MVIS)
CIK: 0000065770
Period of Report: 2013-11-19
Reporting Person: Westgor David J (VP,General Counsel & Secretary)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock | 12315 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non_Qualified Stock Option (right to buy) | $1.8 | 2022-08-03 | Common Stock (15000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $2.28 | 2023-08-08 | Common Stock (15000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $10.4 | 2021-04-06 | Common Stock (1467) | Direct | |
| Non-Qualified Stock Option (right to buy) | $14.88 | 2019-04-23 | Common Stock (4555) | Direct | |
| Non-Qualified Stock Option (right to buy) | $17.84 | 2018-03-25 | Common Stock (2513) | Direct | |
| Non-Qualified Stock Option (right to buy) | $27.28 | 2020-04-26 | Common Stock (2908) | Direct | |
| Non-Qualified Stock Option (right to buy) | $45.44 | 2017-06-07 | Common Stock (3125) | Direct |
Footnotes
F1: The reporting person vests ownership in this stock option as follows: 33% upon each anniversary of the date of grant, subject to the terms of the 2013 Incentive Plan.
F2: The reporting person vests ownership in this stock option as follows: 25% upon each anniversary of the date of grant, subject to the terms of the 2013 Incentive Plan.
F3: This stock option became fully exercisable prior to the Event Date triggering this Form 3 filing.
F4: The reporting person vests ownership of 1,876 shares of this stock option as follows: 25% upon each anniversary of the date of grant, subject to the terms of the 2013 Incentive Plan. The balance of the stock option (1,032 shares) became fully exercisable prior to the Event Date triggering this Form 3 filing.