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MICROVISION, INC. — Capital/Financing Update 2001
Oct 9, 2001
14856_rns_2001-10-09_53e1de1c-f2a4-47e3-8f9f-8a5656b6fbb3.zip
Capital/Financing Update
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8-K 1 a2060615z8-k.htm FORM 8-K Prepared by MERRILL CORPORATION QuickLinks -- Click here to rapidly navigate through this document
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 4, 2001
MICROVISION, INC. (Exact name of registrant as specified in its charter)
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Washington (State or other jurisdiction of incorporation) 0-21221 (Commission File Number) 91-1600822 (IRS Employer Identification No.)
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19910 North Creek Parkway Bothell, Washington (Address of Principal Executive Office) 98011 (Zip Code)
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Registrant's telephone number, including area code: (425) 415-6847
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Item 5. Other Events.
Microvision, Inc. (the "Company") is offering 330,981 shares of the Company's common stock, no par value per share (the "Shares") for $11.33 per share and warrants exercisable for 49,646 shares of the Company's common stock at $14.62 per share. The shares and warrants are covered by the Company's Registration Statement on Form S-3 (the "Registration Statement") registration no. 333-69652. The purpose of this Current Report is to file the Placement Agent Agreement, the form of Warrant and the form of Stock Purchase Agreement.
Item 7. Financial Statements and Exhibits.
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| 1.1 | Placement Agent Agreement between Microvision, Inc. and Ladenburg Thalmann & Co. Inc., dated October 4, 2001 |
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| 4.1 | Form of Warrant |
| 5.1 | Opinion on Legality |
| 10.1 | Form of Stock Purchase Agreement |
| 23.1 | Consent of Stoel Rives LLP (See Exhibit 5.1) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| By: |
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| Date: October 9, 2001 |
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