MICROSOFT CORP — Director's Dealing 2021

Jun 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MICROSOFT CORP (MSFT)
CIK: 0000789019
Period of Report: 2021-06-02

Reporting Person: THOMPSON JOHN WENDELL (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-07	Common Stock	J	4585	—	Disposed	9015	Indirect
2021-05-07	Common Stock	J	4589	—	Disposed	9011	Indirect
2021-05-07	Common Stock	J	9174	—	Acquired	9253	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-02	Restricted Stock Units	$	A	363	Acquired		Common Stock (363)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1066	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock (26083)	26083	Direct

Footnotes

F1: On May 5, 2020, an aggregate of 27,200 shares held indirectly by a family Trust were transferred into two GRATs for the benefit of the reporting person and his spouse. On May 7, 2021, the GRATs returned an aggregate of 9,174 shares back to the Trust as an annuity payment.

F2: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F3: The restricted stock units are fully vested.

F4: Delivery of the shares to the reporting person will be made in five equal annual installments beginning 30 days after the reporting person's separation from service on the Board of Director.

F5: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary of the reporting person's separation from service on the Board of Directors.