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MICROSOFT CORP — Director's Dealing 2021
Sep 2, 2021
29734_dirs_2021-09-01_6a5ffa66-46c0-4ead-b771-aa8d8842ca52.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MICROSOFT CORP (MSFT)
CIK: 0000789019
Period of Report: 2021-08-30
Reporting Person: Nadella Satya (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-30 | Common Stock | F | 4462 | $299.72 | Disposed | 1632350 | Direct |
| 2021-08-31 | Common Stock | A | 208250 | — | Acquired | 1840600 | Direct |
| 2021-08-31 | Common Stock | F | 95652 | $303.59 | Disposed | 1744948 | Direct |
| 2021-09-01 | Common Stock | S | 9877 | $301.9371 | Disposed | 1735071 | Direct |
| 2021-09-01 | Common Stock | S | 37181 | $303.0176 | Disposed | 1697890 | Direct |
| 2021-09-01 | Common Stock | S | 24715 | $303.9974 | Disposed | 1673175 | Direct |
| 2021-09-01 | Common Stock | S | 3800 | $304.7397 | Disposed | 1669375 | Direct |
Footnotes
F1: Represents full vesting of shares earned under a performance stock award granted in September 2018 under the Microsoft Corporation Executive Incentive Plan for the 3-year performance period that ended on June 30, 2021.
F2: This transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on September 9, 2020.
F3: This transaction was executed in multiple trades at prices ranging from $301.52 to $302.51. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $302.52 to $303.51. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
F5: This transaction was executed in multiple trades at prices ranging from $303.53 to $304.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
F6: This transaction was executed in multiple trades at prices ranging from $304.56 to $305.18. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.