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MICROSOFT CORP Director's Dealing 2020

Mar 5, 2020

29734_dirs_2020-03-04_101f18e2-0b7e-4e1b-b70d-b4342285bf90.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MICROSOFT CORP (MSFT)
CIK: 0000789019
Period of Report: 2020-03-02

Reporting Person: Nadella Satya (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-02 Common Stock F 16829 $162.01 Disposed 1629279 Direct
2020-03-03 Common Stock S 6311 $163.0593 Disposed 1622968 Direct
2020-03-03 Common Stock S 24888 $164.04 Disposed 1598080 Direct
2020-03-03 Common Stock S 32941 $164.9689 Disposed 1565139 Direct
2020-03-03 Common Stock S 21519 $165.949 Disposed 1543620 Direct
2020-03-03 Common Stock S 11158 $166.9494 Disposed 1532462 Direct
2020-03-03 Common Stock S 26428 $168.0723 Disposed 1506034 Direct
2020-03-03 Common Stock S 36465 $168.8946 Disposed 1469569 Direct
2020-03-03 Common Stock S 38389 $170.047 Disposed 1431180 Direct
2020-03-03 Common Stock S 38655 $171.0338 Disposed 1392525 Direct
2020-03-03 Common Stock S 29264 $171.9607 Disposed 1363261 Direct
2020-03-03 Common Stock S 11556 $172.8083 Disposed 1351705 Direct
2020-03-03 Common Stock S 2400 $173.8363 Disposed 1349305 Direct
2020-03-03 Common Stock S 200 $174.715 Disposed 1349105 Direct

Footnotes

F1: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted on September 9, 2019.

F2: This transaction was executed in multiple trades at prices ranging from $162.48.to $163.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3: This transaction was executed in multiple trades at prices ranging from $163.48 to $164.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F4: This transaction was executed in multiple trades at prices ranging from $164.48 to $165.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F5: This transaction was executed in multiple trades at prices ranging from $165.48 to $166.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F6: This transaction was executed in multiple trades at prices ranging from $166.48 to $167.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F7: This transaction was executed in multiple trades at prices ranging from $167.48 to $168.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F8: This transaction was executed in multiple trades at prices ranging from $168.48 to $169.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F9: This transaction was executed in multiple trades at prices ranging from $169.49 to $170.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F10: This transaction was executed in multiple trades at prices ranging from $170.49 to $171.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F11: This transaction was executed in multiple trades at prices ranging from $171.49 to $172.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F12: This transaction was executed in multiple trades at prices ranging from $172.49 to $173.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F13: This transaction was executed in multiple trades at prices ranging from $173.54 to $174.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F14: This transaction was executed in multiple trades at prices ranging from $174.65 to $174.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.