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MICROSOFT CORP — Director's Dealing 2020
Sep 8, 2020
29734_dirs_2020-09-08_b15d75b6-fd89-4b21-8526-525a8e37f4f7.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: MICROSOFT CORP (MSFT)
CIK: 0000789019
Period of Report: 2020-08-31
Reporting Person: Nadella Satya (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-31 | Common Stock | A | 215783 | — | Acquired | 1553551 | Direct |
| 2020-08-31 | Common Stock | F | 110661 | $228.91 | Disposed | 1442890 | Direct |
| 2020-09-01 | Common Stock | S | 13281 | $225.262 | Disposed | 1429609 | Direct |
| 2020-09-01 | Common Stock | S | 56846 | $226.1792 | Disposed | 1372763 | Direct |
| 2020-09-01 | Common Stock | S | 13445 | $226.7959 | Disposed | 1359318 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 52250 | Indirect |
| Common Stock | 52250 | Indirect |
Footnotes
F1: Represents full vesting of shares earned under a performance stock award granted in September 2017 under the Microsoft Corporation Executive Incentive Plan for the 3-year performance period that ended on June 30, 2020.
F2: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted on September 9, 2019.
F3: This transaction was executed in multiple tradrs at prices ranging from $224.63 to $225.61. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes upon request to the SEC staff, the issuer, or a security holder of the issuer, full infomration regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple tradrs at prices ranging from $225.63 to $226.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes upon request to the SEC staff, the issuer, or a security holder of the issuer, full infomration regarding the number of shares and prices at which the transactions were effected.
F5: This transaction was executed in multiple tradrs at prices ranging from $226.63 to $227.35. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes upon request to the SEC staff, the issuer, or a security holder of the issuer, full infomration regarding the number of shares and prices at which the transactions were effected.
F6: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.