MICROSOFT CORP — Director's Dealing 2020

Sep 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MICROSOFT CORP (MSFT)
CIK: 0000789019
Period of Report: 2020-09-14

Reporting Person: COURTOIS JEAN PHILIPPE (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-14	Common Stock	A	22170	—	Acquired	612273	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	197883	Indirect
Common Stock	59699	Indirect
Common Stock	16400	Indirect
Common Stock	16400	Indirect
Common Stock	16400	Indirect

Footnotes

F1: Represents Stock Award under the Executive Incentive Plan that will vest over four years with 25% vesting on September 14, 2021, and then 12.5% vesting each six months thereafter, subject to continued employment.

F2: Held through "contrat d'assurance vie," a form of life insurance program, where the reporting person maintains investment control over the Microsoft shares held in the program. Beneficiaries of the program include the reporting person's children. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

F3: Held through "contrat de capitalisation," a form of life insurance program for the benefit of the reporting person's two children, or inheritor, where the reporting person maintains investment control over the Microsoft shares held in the program. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.