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Microbot Medical Inc. — Director's Dealing 2016
Jan 12, 2016
33819_dirs_2016-01-12_c0dff5ed-5880-4d23-90b6-cda9586862bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STEMCELLS INC (STEM)
CIK: 0000883975
Period of Report: 2016-01-08
Reporting Person: Stratton Kenneth Blair (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-08 | Common Stock | F | 35024 | $0.38 | Disposed | 521501 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 36563 | Indirect |
Footnotes
F1: This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
F2: Includes (1) 140,000 restricted stock units, with 70,000 of these vesting on each of May 24, 2016, and May 24, 2017; (2) 32,500 restricted stock units vesting on January 27, 2016; (3) 160,000 restricted stock units, with 80,000 of these vesting on each of January 8, 2017 and January 8, 2018; and (4) 80,000 restricted stock units with performance based vesting.
F3: Includes shares held in 401(k) account in accordance with issuer's employer-match policies.