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Microbot Medical Inc. — Director's Dealing 2016
Jun 18, 2016
33819_dirs_2016-06-17_22e361ef-3339-4666-bf24-6abe203f3adf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STEMCELLS INC (STEM)
CIK: 0000883975
Period of Report: 2016-05-24
Reporting Person: KOSHY GEORGE (chief accounting officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-24 | Common Stock | F | 2084 | $2.92 | Disposed | 27308 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5764 | Indirect |
Footnotes
F1: This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
F2: Includes (1) 2,084 restricted stock units vesting on May 24, 2017; (2) 10,834 restricted stock units, with 5,417 of these vesting on each of January 8, 2017 and January 8, 2018; and (3) 5,459 restricted stock units with performance based vesting.
F3: Shares held in 401(k) account, in accordance with issuer's employer-match policies.