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Microbot Medical Inc. — Director's Dealing 2015
May 28, 2015
33819_dirs_2015-05-28_4c6bd4f7-81d2-43db-83a2-55e53fdafc75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STEMCELLS INC (STEM)
CIK: 0000883975
Period of Report: 2015-05-26
Reporting Person: Stratton Kenneth Blair (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-26 | Common Stock | F | 26306 | $0.68 | Disposed | 661074 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21131 | Indirect |
Footnotes
F1: This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
F2: Includes (1) 140,000 restricted stock units, with 70,000 of these vesting on each of May 24, 2016, and May 24, 2017; (2) 32,500 restricted stock units vesting on January 27, 2016; (3) 240,000 restricted stock units, with 80,000 of these vesting on each of January 8, 2016, January 8, 2017, and January 8, 2018; and (4) 80,000 restricted stock units with performance based vesting.
F3: Includes shares held in 401(k) account in accordance with issuer's employer-match policies.